PG
Philip A. Grohe
SPIDERROCK ADVISORS
Princeton, NJ 08540
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CRD#: 2649261
PG
Professional summary
Philip Adam Grohe is a registered financial advisor currently at SPIDERROCK ADVISORS, LLC located in Princeton, New Jersey and BLACKROCK INVESTMENTS, LLC located in Princeton, New Jersey.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Philip has worked at 7 firms and has passed the Series 65, Series 63, Series 3, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Philip Adam Grohe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2025 - Present
SPIDERROCK ADVISORS, LLC
Office #1: 1 University Square Drive, Princeton, NJ 08540RIA
CRD#: 171992
Princeton, NJ
Current
September 29, 2006 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 1 University Square Dr, Princeton, NJ 08540BD
CRD#: 38642
Princeton, NJ
Past
October 1, 2013 - October 16, 2025
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
PRINCETON, NJ
Past
January 13, 2006 - September 29, 2006
FAM DISTRIBUTORS, INC.
BD
CRD#: 4100
NEW YORK, NY
Past
June 21, 2004 - December 21, 2005
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
March 25, 2003 - June 17, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
May 9, 1996 - November 29, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SPIDERROCK ADVISORS, LLC
SPIDERROCK ADVISORS, LLC
CRD#: 171992 / SEC#: 801-80178
RIA
Registered Investment Advisory firm - (8/20/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2017)
RR
Alaska(1/3/2017)
RR
Arizona(1/3/2017)
RR
Arkansas(1/3/2017)
RR
California(1/3/2017)
RR
Colorado(1/3/2017)
RR
Connecticut(1/3/2017)
RR
Delaware(1/3/2017)
RR
District of Columbia(6/25/2019)
RR
Florida(7/23/2013)
RR
Georgia(1/3/2017)
RR
Hawaii(1/3/2017)
RR
Idaho(1/3/2017)
RR
Illinois(1/3/2017)
IAR
Illinois(10/17/2025)
RR
Indiana(1/3/2017)
RR
Iowa(1/3/2017)
RR
Kansas(1/3/2017)
RR
Kentucky(1/3/2017)
RR
Louisiana(1/3/2017)
RR
Maine(1/3/2017)
RR
Maryland(6/25/2019)
RR
Massachusetts(1/3/2017)
RR
Michigan(1/3/2017)
RR
Minnesota(1/3/2017)
RR
Mississippi(1/3/2017)
RR
Missouri(1/3/2017)
RR
Montana(1/3/2017)
RR
Nebraska(1/3/2017)
RR
Nevada(1/3/2017)
RR
New Hampshire(1/3/2017)
RR
New Jersey(9/29/2006)
IAR
New Jersey(10/16/2025)
RR
New Mexico(1/3/2017)
RR
New York(9/29/2006)
RR
North Carolina(6/25/2019)
RR
North Dakota(1/3/2017)
RR
Ohio(1/3/2017)
RR
Oklahoma(1/3/2017)
RR
Oregon(1/3/2017)
RR
Pennsylvania(1/3/2017)
RR
Puerto Rico(5/20/2016)
RR
Rhode Island(1/3/2017)
RR
South Carolina(6/25/2019)
RR
South Dakota(1/3/2017)
RR
Tennessee(2/27/2023)
RR
Texas(1/3/2017)
RR
Utah(1/3/2017)
RR
Vermont(1/3/2017)
RR
Virgin Islands(6/25/2019)
RR
Virginia(6/25/2019)
RR
Washington(1/3/2017)
RR
West Virginia(1/3/2017)
RR
Wisconsin(1/3/2017)
RR
Wyoming(1/3/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SPIDERROCK ADVISORS, LLC
SPIDERROCK ADVISORS, LLC
CRD#: 171992 / SEC#: 801-80178
RIA
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Contact information
Main Address
227 West Monroe Suite 4300, Chicago, IL 60606
Mailing Address
Phone number
(312) 847-0300
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,050 |
| AUM (Assets Under Management) | $ 5,979,259,343 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SPIDERROCK ADVISORS, LLC
CRD#: 171992Princeton, NJ 08540TRUST BUT VERIFY
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