Jayson B. Flowers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jayson Blain Flowers, who also goes by Jay Flowers, was a registered financial professional .
Jayson is a previously registered financial professional and started their career in finance in 2001. Jayson had worked at 2 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2012 - January 21, 2021
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
November 7, 2007 - December 31, 2011
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
August 7, 2001 - February 6, 2003
GUGGENHEIM SECURITIES, LLC
Primary Firm SEC Registration
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
CRD#: 137432 / SEC#: 801-66786
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
CRD#: 137432 / SEC#: 801-66786
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 232 |
| AUM (Assets Under Management) | $ 228,739,114,272 |
Red Flags
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