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Oren Fachler

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CRD#: 2648771
OF

Professional summary

Oren Fachler was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Oren is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Oren had worked at 11 firms, which includes R.M. STARK & CO. INC., THINKEQUITY LLC, MONTROSE CAPITAL MANAGEMENT LTD., CLEARING SERVICES OF AMERICA INC., CARLIN EQUITIES LLC, CAPITAL SECURITIES OF AMERICA INC., MERIDIAN EQUITIES COMPANY, AMERICAN INVESTMENT SERVICES INC., SMITH BENTON & HUGHES INC., INVESTORS ASSOCIATES INC., DOMINARI SECURITIES LLC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Fachler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 18, 2001 - May 16, 2001

R.M. STARK & CO., INC.

BD
CRD#: 7612
LAKE WORTH BEACH, FL
Past

July 21, 2000 - January 18, 2001

THINKEQUITY LLC

BD
CRD#: 20996
NEW YORK, NY
Past

June 25, 1998 - August 19, 1998

MONTROSE CAPITAL MANAGEMENT LTD.

BD
CRD#: 40799
NEW YORK, NY
Past

March 23, 1998 - June 30, 1998

CLEARING SERVICES OF AMERICA, INC.

BD
CRD#: 23623
ST. LOUIS, MO
Past

September 30, 1997 - April 8, 1998

CARLIN EQUITIES, LLC

BD
CRD#: 31295
NEW YORK, NY
Past

August 20, 1997 - October 21, 1997

CAPITAL SECURITIES OF AMERICA, INC.

BD
CRD#: 36405
HARTVILLE, OH
Past

March 28, 1997 - August 27, 1997

MERIDIAN EQUITIES COMPANY

BD
CRD#: 35002
BRICK, NJ
Past

February 2, 1997 - February 4, 1997

AMERICAN INVESTMENT SERVICES, INC.

BD
CRD#: 21111
OKLAHOMA CITY, OK
Past

September 30, 1996 - January 3, 1997

SMITH, BENTON & HUGHES, INC.

BD
CRD#: 20877
LOS ANGELES, CA
Past

May 9, 1996 - September 30, 1996

AMERICAN INVESTMENT SERVICES, INC.

BD
CRD#: 21111
OKLAHOMA CITY, OK
Past

April 16, 1996 - May 21, 1996

INVESTORS ASSOCIATES, INC.

BD
CRD#: 958
HACKENSACK, NJ
Past

September 25, 1995 - January 1, 1996

DOMINARI SECURITIES LLC

BD
CRD#: 18975
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/29/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 62
Date: 9/23/1995
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/12/1996
General Securities Principal Examination

Current Firm

RS
R.M. STARK & CO., INC.
R.M. STARK & CO., INC. | RM STARK & CO INC.

CRD#: 7612 / SEC#: , 8-22543

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
730 S Federal Hwy, Lake Worth Beach, FL 33460-4955
Mailing Address
730 S Federal Hwy, Lake Worth Beach, FL 33460-4955
Phone number
(561) 243-3815
Established
Florida since 09/29/1988
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (45 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RMST HOLDING COMPANY, INC.OWNER
MCTAGUE, ROBIN JAYNECHIEF COMPLIANCE OFFICER1438670
STARK, GARY LESTERCEO433866
STARK, GARY LESTERFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, MUNICIPAL SECURITIES PRINCIPAL, REGISTERED OPTIONS PRINCIPAL433866

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

R.M. STARK & CO., INC.

CRD#: 7612

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