Robert E. Flynn
Professional summary
Robert Edward Flynn, who also goes by Robert E Flynn, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Huntersville, North Carolina and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Edward Flynn's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
February 15, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111August 2, 2007 - December 14, 2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 1, 2007 - August 1, 2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
September 2, 2005 - December 14, 2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
April 22, 1998 - December 31, 1999
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 24, 1995 - May 6, 1996
BNY MELLON SECURITIES CORPORATION
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
