Norman E. Kastner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman Edward Kastner was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1970. Norman had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2006 - May 4, 2016
CONSOLIDATED FINANCIAL INVESTMENTS, INC.
October 4, 2006 - December 5, 2016
CONSOLIDATED WEALTH MANAGEMENT
January 1, 2004 - October 4, 2006
VOYA FINANCIAL ADVISORS, INC.
January 1, 2004 - October 4, 2006
VOYA FINANCIAL ADVISORS, INC.
November 6, 2003 - January 1, 2004
LOCUST STREET SECURITIES, INC.
November 4, 2003 - January 1, 2004
LOCUST STREET SECURITIES, INC.
June 26, 1996 - October 9, 2003
MONETA GROUP INVESTMENT ADVISORS, LLC
January 1, 1988 - October 19, 1992
HOME LIFE INSURANCE COMPANY
January 1, 1988 - November 3, 2003
WS GRIFFITH SECURITIES, INC.
March 9, 1970 - January 6, 1988
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/28/1970
Registered Representative ExaminationCurrent Firm
CONSOLIDATED FINANCIAL INVESTMENTS, INC.
CRD#: 18810 / SEC#: , 8-37004
Contact information
FINRA licenses (17 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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