Joseph M. Battagliese
Professional summary
Joseph Michael Battagliese, who also goes by Joe Battagliese, is a registered financial professional currently at STASH CAPITAL LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1996. Joseph has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Michael Battagliese's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2020 - Present
STASH CAPITAL LLC
Office #1: 450 Park Avenue South Suite 10-111, New York, NY 10016August 17, 2010 - August 16, 2019
E*TRADE SECURITIES LLC
March 31, 2010 - September 30, 2016
E*TRADE CLEARING LLC
December 1, 2009 - March 26, 2010
MORGAN STANLEY & CO. LLC
June 1, 2009 - December 2, 2009
MORGAN STANLEY
December 20, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
January 30, 1996 - November 3, 2006
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 8/30/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
STASH CAPITAL LLC
CRD#: 287728 / SEC#: , 8-69908
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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