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YL

Young Lee

NATIONWIDE PLANNING ASSOCIATES
Fair Lawn, NJ 07410
Some features on this profile are disabled
CRD#: 2647583
YL

Professional summary

Young Lee is a registered financial professional currently at NATIONWIDE PLANNING ASSOCIATES INC. located in Fair Lawn, New Jersey.

Young is registered as a RR (Registered Representative) and started their career in finance in 1995. Young has worked at 8 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DUALLY REGISTERED WITH NPA ASSET MANAGEMENT (RIA), 32-16 BROADWAY, 2ND FLOOR, FAIR LAWN, NJ 07410. INVESTMENT RELATED, START DATE 11/2010. INDEPENDENT INSURANCE AGENT THROUGH VARIOUS AGENCIES. US BANK: 433 HACKENSACK AVE, 11TH FLOOR, HACKENSACK NJ 07601. START DATE: 8/10/2015, EMPLOYEE OF U.S. BANK GLOBAL FUND SERVICES, SUPERVISOR. PROVIDING THIRD PARTY ADMINISTRATOR SERVICES. COMPENSATION: SALARY. PERCENTAGE OF TIME SPENT:100%.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Young Lee's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 1, 2013 - Present

NATIONWIDE PLANNING ASSOCIATES INC.

Office #1: 32-16 Broadway Ave 2nd Floor, Fair Lawn, NJ, 07410
BD
CRD#: 31029
Fair Lawn, NJ
Past

January 9, 2018 - October 6, 2025

NPA ASSET MANAGEMENT, LLC

RIA
CRD#: 131534
FAIR LAWN, NJ
Past

September 10, 2014 - April 15, 2015

ABRAMENKO & COMPANY, INC.

BD
CRD#: 21406
PARAMUS, NJ
Past

November 15, 2010 - December 31, 2017

NPA ASSET MANAGEMENT, LLC

RIA
CRD#: 131534
PARAMUS, NJ
Past

November 15, 2010 - July 23, 2014

ABRAMENKO & COMPANY, INC.

BD
CRD#: 21406
PARAMUS, NJ
Past

December 3, 2009 - December 8, 2010

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
PARAMUS, NJ
Past

April 2, 2009 - December 8, 2010

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
PARAMUS, NJ
Past

December 7, 2007 - January 20, 2009

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
NEW YORK, NY
Past

July 15, 2005 - December 7, 2007

AT INVESTOR SERVICES, INC.

BD
CRD#: 47837
NEW YORK, NY
Past

October 3, 2000 - July 15, 2005

GPC SECURITIES, INC.

BD
CRD#: 14007
ATLANTA, GA
Past

September 14, 1995 - December 21, 1998

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(11/1/2013)

Exams

State Security Law Exam
RR
Series 63
Date: 10/30/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 1/30/1996
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 9/13/1995
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NP
NATIONWIDE PLANNING ASSOCIATES INC.
NATIONWIDE PLANNING ASSOCIATES INC.

CRD#: 31029 / SEC#: , 8-45310

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
32-16 Broadway Ave 2nd Floor, Fair Lawn, NJ, 07410
Mailing Address
32-16 Broadway Ave 2nd Floor, Fair Lawn, NJ, 07410
Phone number
(201) 476-0029
Established
New Jersey since 10/26/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ABRAMENKO, PETERCO-CHAIRMAN OF THE BOARD1405677
DE POL, MICHAEL JOHNFOUNDER AND CHAIRMAN OF THE BOARD2087651
COLLEARY, JAMES SCHIEF COMPLIANCE OFFICER5844640
KARALEWICH, MICHAEL JCHIEF EXECUTIVE OFFICER/ROSFP/FINOP2910052

Disclosures

Regulatory Event3
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NATIONWIDE PLANNING ASSOCIATES INC.

CRD#: 31029Fair Lawn, NJ 07410

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