Lourdes M. Figueroa
Professional summary
Lourdes Marie Figueroa, who also goes by Lourdes M Figueroa, is a registered financial professional currently at GAR WOOD SECURITIES, LLC located in Fairhope, Alabama.
Lourdes is registered as a RR (Registered Representative) and started their career in finance in 1995. Lourdes has worked at 8 firms and has passed the Series 66, Series 63, Series 3, Series 57TO, SIE, Series 55, Series 7, Series 30, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lourdes Marie Figueroa's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2025 - Present
GAR WOOD SECURITIES, LLC
January 7, 2021 - January 14, 2022
ATREYU TRADING
December 23, 2019 - December 31, 2020
VISION INVESTMENT ADVISORS, LLC
November 27, 2015 - December 31, 2020
VISION BROKERAGE SERVICES, LLC
February 2, 2009 - May 23, 2015
TRADESTATION SECURITIES, INC.
September 16, 2008 - January 27, 2009
INSIGNEO SECURITIES, LLC
August 1, 2000 - December 31, 2001
INSTINET, LLC
August 15, 1995 - August 1, 2000
REUTERS C CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/22/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/2/2016
Limited Representative-Equity Trader ExamFINRA
Current Firm
GAR WOOD SECURITIES, LLC
CRD#: 138033 / SEC#: , 8-67143
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GERECKE, DENNIS ROBERT | CLASS A MEMBER, EVP, COO, ROSFP | 1856554 |
| JERSEY, ROBERT STANTON | CEO, CLASS A MEMBER, SOLE MGR. | 1592359 |
| ROETTGER, ANDREW | CLASS B MEMBER | 7427489 |
| JERSEY, RICHARD ANDREW | CLASS B MEMBER | 8002945 |
| DOOLEY, BRADFORD R | OUTSIDE FINOP, PRIMARY FINANCIAL OFFICER, PRIMARY OPERATIONS OFFICER | 4308078 |
| GANTAR, CRAIG MICHAEL | CLASS B MEMBER, SVP, SALES MANAGER | 3238628 |
| GOUWENS, SHERRY LEE | CLASS B MEMBER , CHIEF ADMINISTRATIVE OFFICER | 4458617 |
| JERSEY, ROBERT COLEMAN | CLASS B MEMBER, SVP - SENIOR RELATIONSHIP MGR | 5870086 |
| TATTAS, MICHAEL CARL | CLASS B MEMBER, CHIEF COMPLIANCE OFFICER | 4386824 |
Disclosures
| Regulatory Event | 3 |
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