Eric P. Aposhian

LEWIS ASSET MANAGEMENT

Pittston, PA 18640

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CRD#: 2647433

Professional summary

Eric Paul Aposhian is a registered financial advisor currently at LEWIS ASSET MANAGEMENT located in Pittston, Pennsylvania.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Eric has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Paul Aposhian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2017 - Present

LEWIS ASSET MANAGEMENT

Office #1: 9 N. Main Street, Pittston, PA 18640

RIA

CRD#: 143409

Pittston, PA

Past

May 16, 2011 - June 19, 2017

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

PITTSTON, PA

Past

September 15, 2010 - June 19, 2017

FSC SECURITIES CORPORATION

CRD#: 7461

PITTSTON, PA

Past

September 19, 2001 - September 7, 2010

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

SEWELL, NJ

Past

October 1, 2000 - October 1, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

February 24, 2000 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

November 25, 1998 - January 27, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

September 23, 1996 - December 4, 1998

J. B. HANAUER & CO.

CRD#: 6958

PARSIPPANY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEWIS ASSET MANAGEMENT

LEWIS ASSET MANAGEMENT | LEWIS ASSET MANAGEMENT, LLC

CRD#: 143409 / SEC#: 801-119399

RIA

Registered Investment Advisory firm - (9/2/2020 Approved)

California

Registered Investment Advisory firm - (10/22/2020 Terminated)

Florida

Registered Investment Advisory firm - (9/22/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (5/28/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/24/2020 Terminated)

Texas

Registered Investment Advisory firm - (9/22/2020 Terminated)

Virginia

Registered Investment Advisory firm - (9/23/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/20/2018)

IAR

New Jersey
(8/3/2018)

IAR

Pennsylvania
(6/10/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/12/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/14/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/19/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/22/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/20/1996

General Securities Representative Examination

Current Firm

LEWIS ASSET MANAGEMENT

LEWIS ASSET MANAGEMENT | LEWIS ASSET MANAGEMENT, LLC

CRD#: 143409 / SEC#: 801-119399

RIA

Registered Investment Advisory firm - (9/2/2020 Approved)

California

Registered Investment Advisory firm - (10/22/2020 Terminated)

Florida

Registered Investment Advisory firm - (9/22/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (5/28/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/24/2020 Terminated)

Texas

Registered Investment Advisory firm - (9/22/2020 Terminated)

Virginia

Registered Investment Advisory firm - (9/23/2020 Terminated)

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Contact information

Main Address

985 Moraga Rd. Suite 207, Lafayette, CA 94549

Mailing Address

Phone number

(925) 284-4033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 A LEWIS ASSET MANAGEMENT 143409 (1/13/2026)

Regulatory assets under management

Total Number of Accounts	631
AUM (Assets Under Management)	$ 387,050,385

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric P. Aposhian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Paul Aposhian's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEWIS ASSET MANAGEMENT

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

ALLSTATE FINANCIAL SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

MORGAN STANLEY DW INC.

J. B. HANAUER & CO.

Primary Firm SEC Registration

LEWIS ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/12/2011

Series 63

Date: 8/14/1996

SIE

Date: 6/19/2017

Series 31

Date: 12/22/1998

Series 7

Date: 9/20/1996

Current Firm

LEWIS ASSET MANAGEMENT

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEWIS ASSET MANAGEMENT

TRUST BUT VERIFY

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