Regina Embry, CFP | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Regina Embry, CFP®, who also goes by Gina Embry, was a registered financial professional .

Regina is a previously registered financial professional and started their career in finance in 1995. Regina had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Gina Embry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) REGINA EMBRY, MURFREESBORO, TN. COMMERCIAL REAL ESTATE RENTAL. SINCE 11/13 50% OWNER OF COMMERCIAL OFFICE BUILDING. WE WILL BE LEASING AN OFFICE IN THIS BUILDING TO A MORTGAGE LOAN BUSINESS, BENCHMARK HOME LOANS. SPENDS 1HR/MONTH AND 1HR/MO DURING TRADING. 3) REGINA EMBRY. MURFREESBORO, TN. STARTED 1/1989 AS NOTARY PUBLIC. SPENDS 1 HR/YR, 1 HR/YR DURING TRADING. NOT INVESTMENT RELATED. 4) QUEST FINANCIAL GROUP, LLC, 716A S CHURCH ST, MURFREESBORO, TN, SINCE 2000 AS OWNER OF INSURANCE DBA. DEVOTES 5 HR/MO - 5 HR/TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Past

August 17, 2012 - November 3, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

MURFREESBORO, TN

Past

August 17, 2012 - November 3, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD

CRD#: 39543

MURFREESBORO, TN

Past

January 13, 2003 - August 28, 2012

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

MURFREESBORO, TN

Past

January 2, 2003 - August 28, 2012

WOODBURY FINANCIAL SERVICES, INC.

BD

CRD#: 421

MURFREESBORO, TN

Past

December 19, 2002 - December 31, 2002

SENTRA SECURITIES CORPORATION

BD

CRD#: 10249

PHOENIX, AZ

Past

November 16, 1998 - December 16, 2002

SENTRA SECURITIES CORPORATION

BD

CRD#: 10249

PHOENIX, AZ

Past

December 23, 1997 - November 16, 1998

UNITED PACIFIC SECURITIES, INC.

BD

CRD#: 21986

CARLSBAD, CA

Past

November 26, 1997 - February 25, 1998

VSR FINANCIAL SERVICES, INC.

BD

CRD#: 14503

OVERLAND PARK, KS

Past

April 1, 1996 - December 11, 1997

FFP SECURITIES, INC.

BD

CRD#: 16337

CHESTERFIELD, MO

Past

November 21, 1995 - April 1, 1996

VSR FINANCIAL SERVICES, INC.

BD

CRD#: 14503

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 12/23/2002

Uniform Combined State Law Examination

State Security Law Exam

RR

Series 63

Date: 10/27/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 5/10/2000

General Securities Representative Examination

General Industry/Product Exam

RR

Series 22

Date: 9/26/1997

Direct Participation Programs Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 11/20/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 12/10/2001

General Securities Principal Examination

Current Firm

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

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Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Regina Embry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

SENTRA SECURITIES CORPORATION

SENTRA SECURITIES CORPORATION

UNITED PACIFIC SECURITIES, INC.

VSR FINANCIAL SERVICES, INC.

FFP SECURITIES, INC.

VSR FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/23/2002

Series 63

Date: 10/27/1995

SIE

Date: 10/1/2018

Series 7

Date: 5/10/2000

Series 22

Date: 9/26/1997

Series 6

Date: 11/20/1995

Series 24

Date: 12/10/2001

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

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