Ignacio Baigorri Perez Fontan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ignacio Baigorri Perez Fontan, who also goes by Ignacio Baigorri, was a registered financial professional .
Ignacio is a previously registered financial professional and started their career in finance in 1995. Ignacio had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2022 - August 16, 2022
BOREAL CAPITAL MANAGEMENT LLC
December 7, 2004 - September 24, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 25, 2004 - July 22, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 1, 1995 - December 17, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
BOREAL CAPITAL MANAGEMENT LLC
CRD#: 112221 / SEC#: 801-57604
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOREAL CAPITAL MANAGEMENT LLC
CRD#: 112221 / SEC#: 801-57604
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 719 |
| AUM (Assets Under Management) | $ 1,839,898,461 |
Red Flags
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