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Victor Lawrence Kashner

CRD# 264714·Registered 1970 - 2015
Barred: Victor Lawrence Kashner was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Victor Lawrence Kashner was a registered financial advisor. Victor was a previously registered financial professional and started their career in finance 1970 - 2015. Victor had worked at 2 firms and has passed the Series 63, SIE, Series 55, Series 1, Series 4 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

66 years in the financial services industry

Current & Past Employments

KASHNER DAVIDSON SECURITIES CORPORATION·CRD# 5319
BD
Sarasota, FL
April 19, 1985 - June 4, 2015
KASHNER DAVIDSON SECURITIES CORPORATION·CRD# 5319
BD
April 25, 1974 - August 6, 1996
VL KASHNER INC.·CRD# 1000009
BD
August 21, 1970 - April 25, 1974

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Current Firm

KD
KASHNER DAVIDSON SECURITIES CORPORATION

KASHNER DAVIDSON SECURITIES CORPORATION | KASHNER SECURITIES CORPORATION | KASHNER LODGE SECURITIES CORPORATION

CRD#: 5319 / SEC#: 8-14684
BD
Terminated by SEC on 06/23/2015

Contact Information

Established

Florida since 08/30/1977

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KASHNER, VICTOR LAWRENCEOWNER/CHAIRMAN OF THE BOARD264714
ROTHENBACH, MELISSA JANECFO/BOARD OF DIRECTORS/PRESIDENT/CHIEF COMPLIANCE OFFICER/OPTIONS AND SECURITY FUTURES PRINCIPAL CORP SECRETARY2721816

Disclosures

Regulatory Event

19

Civil Event

1

Arbitration

3

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2015About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 1 — Registered Representative Examination

Passed May 1960

Series 4 — Registered Options Principal Examination

Passed Jun 1977About the Series 4 exam

Series 00 — General Securities Principal Examination

Passed Apr 1969

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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