AB
Adam C. Beeler
FORESIDE FUND SERVICES
Atlanta, GA 30326
Some features on this profile are disabled
CRD#: 2647115
AB
Professional summary
Adam Charles Beeler is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Atlanta, Georgia.
Adam is registered as a RR (Registered Representative) and started their career in finance in 1995. Adam has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Adam Charles Beeler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 15, 2017 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 3344 Peachtree Road Ne Suite 1725, Atlanta, GA 30326BD
CRD#: 46106
Atlanta, GA
Past
January 5, 2015 - March 20, 2015
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
PORTLAND, ME
Past
August 3, 2012 - December 31, 2014
UNIFIED FINANCIAL SECURITIES, LLC
BD
CRD#: 7868
INDIANAPOLIS, IN
Past
July 7, 2011 - September 21, 2011
HALEN CAPITAL
BD
CRD#: 135966
CLEARWATER, FL
Past
June 18, 2010 - June 28, 2011
ASHTON STEWART & CO., INC.
BD
CRD#: 112386
MIAMI, FL
Past
July 28, 2009 - January 14, 2010
TD PRIME SERVICES LLC
BD
CRD#: 1914
NEW YORK, NY
Past
July 13, 2007 - May 30, 2008
BREEZY SECURITIES, INC.
BD
CRD#: 18335
MONTVALE, NJ
Past
December 21, 2005 - April 13, 2006
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
May 24, 1996 - January 5, 2006
NEOVEST TRADING
BD
CRD#: 39798
NEW YORK, NY
Past
October 11, 1995 - October 17, 1996
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/13/2021)
RR
Alaska(8/13/2021)
RR
Arizona(8/13/2021)
RR
Arkansas(8/13/2021)
RR
California(8/13/2021)
RR
Colorado(8/13/2021)
RR
Connecticut(8/13/2021)
RR
Delaware(8/13/2021)
RR
District of Columbia(8/13/2021)
RR
Florida(8/13/2021)
RR
Georgia(2/16/2017)
RR
Hawaii(8/13/2021)
RR
Idaho(8/13/2021)
RR
Illinois(8/13/2021)
RR
Indiana(8/13/2021)
RR
Iowa(8/13/2021)
RR
Kansas(8/13/2021)
RR
Kentucky(8/13/2021)
RR
Louisiana(8/13/2021)
RR
Maine(8/13/2021)
RR
Maryland(8/13/2021)
RR
Massachusetts(8/13/2021)
RR
Michigan(8/13/2021)
RR
Minnesota(8/13/2021)
RR
Mississippi(8/13/2021)
RR
Missouri(8/13/2021)
RR
Montana(8/16/2021)
RR
Nebraska(8/13/2021)
RR
Nevada(8/13/2021)
RR
New Hampshire(8/13/2021)
RR
New Jersey(8/13/2021)
RR
New Mexico(8/13/2021)
RR
New York(1/3/2019)
RR
North Carolina(8/13/2021)
RR
North Dakota(8/13/2021)
RR
Ohio(8/15/2021)
RR
Oklahoma(8/13/2021)
RR
Oregon(8/13/2021)
RR
Pennsylvania(8/13/2021)
RR
Puerto Rico(8/13/2021)
RR
Rhode Island(8/13/2021)
RR
South Carolina(8/13/2021)
RR
South Dakota(8/13/2021)
RR
Tennessee(2/7/2024)
RR
Texas(8/13/2021)
RR
Utah(8/13/2021)
RR
Vermont(8/13/2021)
RR
Virgin Islands(8/13/2021)
RR
Virginia(8/13/2021)
RR
Washington(8/13/2021)
RR
West Virginia(8/13/2021)
RR
Wisconsin(8/13/2021)
RR
Wyoming(8/13/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
