Rafael Solis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rafael Solis was a registered financial professional .
Rafael is a previously registered financial professional and started their career in finance in 1995. Rafael had worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2021 - May 17, 2021
CREDICORP CAPITAL LLC
January 23, 2018 - February 19, 2021
CREDICORP CAPITAL SECURITIES, INC.
July 13, 2015 - February 15, 2018
INNOVATION PARTNERS LLC
July 23, 2007 - May 29, 2015
MORGAN STANLEY & CO. LLC
April 26, 1999 - August 8, 2007
SANTANDER INVESTMENT SECURITIES INC.
August 20, 1996 - February 8, 1999
DEUTSCHE BANK SECURITIES INC.
November 9, 1995 - July 16, 1996
ING BARING (U.S.) SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 6/1/2023
General Securities Representative ExaminationCurrent Firm
CREDICORP CAPITAL LLC
CRD#: 136791 / SEC#: , 8-67048
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
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