Ryo Kasai
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryo Kasai was a registered financial professional .
Ryo is a previously registered financial professional and started their career in finance in 1970. Ryo had worked at 3 firms and has passed the Series 63, SIE, PC and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 1991 - December 31, 2014
QUEST CAPITAL STRATEGIES, INC.
May 14, 1973 - September 16, 1991
YAMAICHI INTERNATIONAL (AMERICA) INC.
October 15, 1970 - November 30, 1971
JOHN STEPHENS & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 8/27/1991
AMEX Put and Call ExamSeries 00
Date: 10/12/1970
General Securities Principal ExaminationCurrent Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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