Joseph Noonan
Professional summary
Joseph Noonan, who also goes by Joe Noonan, Joseph J Noonan, Joseph Jeremiah Noonan, is a registered financial professional currently at METLIFE INVESTMENTS SECURITIES, LLC located in Whippany, New Jersey.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1995. Joseph has worked at 12 firms and has passed the Series 66, Series 63, Series 52TO, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 9, Series 10, Series 53, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Noonan's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 29, 2023 - Present
METLIFE INVESTMENTS SECURITIES, LLC
Office #1: One Metlife Way, Whippany, NJ 07981-1449July 22, 2021 - October 11, 2023
BNY MELLON SECURITIES CORPORATION
June 18, 2021 - October 11, 2023
BNY MELLON SECURITIES CORPORATION
May 28, 2019 - June 10, 2021
ALLIANCEBERNSTEIN L.P.
May 9, 2019 - June 10, 2021
SANFORD C. BERNSTEIN & CO., LLC
May 9, 2019 - June 10, 2021
ALLIANCEBERNSTEIN INVESTMENTS, INC.
January 26, 2016 - September 6, 2018
EQUITABLE DISTRIBUTORS, LLC
October 29, 2013 - August 31, 2018
EQUITABLE ADVISORS, LLC
June 14, 2006 - August 31, 2018
EQUITABLE ADVISORS, LLC
August 12, 2004 - January 12, 2006
NYLIFE SECURITIES LLC
September 6, 2002 - June 3, 2004
IFMG SECURITIES, INC.
June 17, 2002 - June 3, 2004
IFMG SECURITIES, INC.
September 28, 2001 - February 8, 2002
INTEGRAL CAPITAL GROUP, LLC
November 28, 2000 - February 8, 2002
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
September 5, 1995 - November 27, 2000
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/29/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/30/2001
Limited Representative-Equity Trader ExamSeries 8
Date: 8/13/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
METLIFE INVESTMENTS SECURITIES, LLC
CRD#: 285684 / SEC#: , 8-69857
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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