Joseph Noonan
Professional summary
Joseph Noonan, who also goes by Joe Noonan, Joseph J Noonan, Joseph Jeremiah Noonan, is a registered financial professional currently at METLIFE INVESTMENTS SECURITIES, LLC located in Whippany, New Jersey and METLIFE INVESTORS DISTRIBUTION COMPANY located in Whippany, New Jersey.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1995. Joseph has worked at 13 firms and has passed the Series 66, Series 63, Series 52TO, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 9, Series 10, Series 53, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Noonan's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 29, 2023 - Present
METLIFE INVESTMENTS SECURITIES, LLC
Office #1: One Metlife Way, Whippany, NJ 07981-1449March 30, 2026 - Present
METLIFE INVESTORS DISTRIBUTION COMPANY
Office #1: One Metlife Way, Whippany, NJ 07981July 22, 2021 - October 11, 2023
BNY MELLON SECURITIES CORPORATION
June 18, 2021 - October 11, 2023
BNY MELLON SECURITIES CORPORATION
May 28, 2019 - June 10, 2021
ALLIANCEBERNSTEIN L.P.
May 9, 2019 - June 10, 2021
SANFORD C. BERNSTEIN & CO., LLC
May 9, 2019 - June 10, 2021
ALLIANCEBERNSTEIN INVESTMENTS, INC.
January 26, 2016 - September 6, 2018
EQUITABLE DISTRIBUTORS, LLC
October 29, 2013 - August 31, 2018
EQUITABLE ADVISORS, LLC
June 14, 2006 - August 31, 2018
EQUITABLE ADVISORS, LLC
August 12, 2004 - January 12, 2006
NYLIFE SECURITIES LLC
September 6, 2002 - June 3, 2004
IFMG SECURITIES, INC.
June 17, 2002 - June 3, 2004
IFMG SECURITIES, INC.
September 28, 2001 - February 8, 2002
INTEGRAL CAPITAL GROUP, LLC
November 28, 2000 - February 8, 2002
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
September 5, 1995 - November 27, 2000
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/29/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/30/2001
Limited Representative-Equity Trader ExamSeries 8
Date: 8/13/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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