Douglas H. Birnie

PIEDMONT WEALTH ADVISORY

RESTON, VA 20191

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CRD#: 2646049

Professional summary

Douglas Hart Birnie is a registered financial advisor currently at PIEDMONT WEALTH ADVISORY located in Reston, Virginia.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Douglas has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Mr. Birnie serves as an investment advisor representative for Oakmont Wealth Advisory, LLC since 01/2019 and with Oak Barrel Wealth Advisory, LLC since 11/2024. This dual registration is strictly for transitional purposes only.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Hart Birnie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 25, 2024 - Present

PIEDMONT WEALTH ADVISORY

Office #1: 12030 Sunrise Valley Drive Suite 325, Reston, VA 20191

RIA

CRD#: 333693

RESTON, VA

Past

January 3, 2019 - December 31, 2024

OAKMONT WEALTH ADVISORY, LLC

RIA

CRD#: 299021

COLUMBIA, MD

Past

March 14, 2017 - December 31, 2017

SGMA CAPITAL MARKETS LIMITED

CRD#: 135327

Herndon, VA

Past

March 3, 2017 - January 4, 2019

HAYDEN ROYAL

RIA

CRD#: 170037

Herndon, VA

Past

February 20, 2009 - March 8, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MCLEAN, VA

Past

February 20, 2009 - March 8, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MCLEAN, VA

Past

March 14, 2003 - February 27, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

MCLEAN, VA

Past

March 14, 2003 - February 27, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

MCLEAN, VA

Past

September 10, 1996 - March 19, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ALEXANDRIA, VA

Past

September 13, 1995 - March 19, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PIEDMONT WEALTH ADVISORY

OAK BARREL WEALTH ADVISORY | PIEDMONT WEALTH ADVISORY | OAK BARREL WEALTH ADVISORY LLC

CRD#: 333693 / SEC#: 801-131508

RIA

Registered Investment Advisory firm - (11/22/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(11/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/11/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/18/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/22/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/12/1995

General Securities Representative Examination

Current Firm

PIEDMONT WEALTH ADVISORY

OAK BARREL WEALTH ADVISORY | PIEDMONT WEALTH ADVISORY | OAK BARREL WEALTH ADVISORY LLC

CRD#: 333693 / SEC#: 801-131508

RIA

Registered Investment Advisory firm - (11/22/2024 Approved)

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Contact information

Main Address

12030 Sunrise Valley Drive Suite 325, Reston, VA 20191

Mailing Address

Phone number

(571) 313-5125

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OAK BARREL WEALTH ADVISORY DISCLOSURE BROCHURE (2/3/2025)

Regulatory assets under management

Total Number of Accounts	518
AUM (Assets Under Management)	$ 267,813,718

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas H. Birnie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Hart Birnie's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAKMONT WEALTH ADVISORY, LLC

SGMA CAPITAL MARKETS LIMITED

HAYDEN ROYAL

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

PIEDMONT WEALTH ADVISORY

State Registrations and Notice Filings

Exams

Series 65

Date: 10/11/1995

Series 63

Date: 9/18/1995

SIE

Date: 12/31/2017

Series 31

Date: 9/22/1995

Series 7

Date: 9/12/1995

Current Firm

PIEDMONT WEALTH ADVISORY

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PIEDMONT WEALTH ADVISORY

TRUST BUT VERIFY

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