Kirk Thomas Rostron
Professional Summary
Kirk Thomas Rostron is a registered financial advisor currently at CAPITAL CONNECT, LLC located in Vero Beach, Florida. Kirk is registered as a RR (Registered Representative) and started their career in finance in 1995. Kirk has worked at 13 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
LPL ENTERPRISE, LLC
FARTHER
JANNEY MONTGOMERY SCOTT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL ENTERPRISE, LLC
FARTHER
JANNEY MONTGOMERY SCOTT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL ENTERPRISE, LLC
FARTHER
JANNEY MONTGOMERY SCOTT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL ENTERPRISE, LLC
FARTHER
JANNEY MONTGOMERY SCOTT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Years of Experience
31 years in the financial services industry
Current & Past Employments
Similar Advisors
LPL ENTERPRISE, LLC
FARTHER
JANNEY MONTGOMERY SCOTT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Current Firm
CAPITAL CONNECT FL, LLC | CAPITAL CONNECT, LLC
Contact Information
Main Address
191 Silver Moss Drive, Vero Beach, FL 32963Mailing Address
191 Silver Moss Drive, Vero Beach, FL 32963Phone Number
(646) 265-2400Established
Wyoming since 10/18/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (35 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Similar Advisors
LPL ENTERPRISE, LLC
FARTHER
JANNEY MONTGOMERY SCOTT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL ENTERPRISE, LLC
FARTHER
JANNEY MONTGOMERY SCOTT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
(10/7/2026)
(4/6/2026)
(4/6/2026)
(4/23/2026)
(4/21/2026)
(7/9/2026)
(4/20/2026)
(4/28/2026)
(4/21/2026)
(4/6/2026)
(4/8/2026)
(4/22/2026)
(4/20/2026)
(4/7/2026)
(4/6/2026)
(4/20/2026)
(4/20/2026)
(4/14/2026)
(4/21/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
LPL ENTERPRISE, LLC
FARTHER
JANNEY MONTGOMERY SCOTT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CRS (Client Relationship Summary) - BD
Click below to view Kirk Thomas Rostron's CRS (Customer Relationship Summary).
Similar Advisors
LPL ENTERPRISE, LLC
FARTHER
JANNEY MONTGOMERY SCOTT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
