David C. Hasenstab

BRIGHTON SECURITIES

Hamburg, NY 14075

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CRD#: 2645866

Professional summary

David Christopher Hasenstab is a registered financial professional currently at BRIGHTON SECURITIES CORP. located in Hamburg, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 1995. David has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Christopher Hasenstab's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2020 - Present

BRIGHTON SECURITIES CORP.

Office #1: 172 Lake Street, Hamburg, NY 14075

RIA

CRD#: 3875

Hamburg, NY

Past

October 3, 2018 - December 31, 2018

BRIGHTON SECURITIES CORP.

CRD#: 3875

Hamburg, NY

Past

May 5, 1998 - December 31, 2018

SAPERSTON ASSET MANAGEMENT, INC.

CRD#: 44379

HAMBURG, NY

Past

October 2, 1997 - May 5, 1998

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

January 29, 1996 - October 16, 1997

SAPERSTON FINANCIAL INC.

CRD#: 27863

BUFFALO, NY

Past

November 7, 1995 - January 30, 1996

FIRST NATIONAL EQUITY, CORP.

CRD#: 36094

PT. PLEASANT BEACH, NJ

Past

October 2, 1995 - October 4, 1995

NATIONWIDE SECURITIES CORPORATION

CRD#: 29720

VALRICO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIGHTON SECURITIES CORP.

BRIGHTON FINANCIAL PLANNING | BRIGHTON SECURITIES CORP.

CRD#: 3875 / SEC#: 801-62276, 8-14599

RIA

Registered Investment Advisory firm - SEC (9/8/2003 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(12/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/17/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/9/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/30/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 12/18/1998

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/2/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BRIGHTON SECURITIES CORP.

BRIGHTON FINANCIAL PLANNING | BRIGHTON SECURITIES CORP.

CRD#: 3875 / SEC#: 801-62276, 8-14599

RIA

Registered Investment Advisory firm - SEC (9/8/2003 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

1703 Monroe Avenue, Rochester, NY 14618

Mailing Address

1703 Monroe Avenue, Rochester, NY 14618-1487

Phone number

(585) 473-3590

Established

New York since 03/05/1969

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (21 States and Territories)

FINRA licenses (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

BSC ADV PART II - OCTOBER 2025 (10/1/2025)

Direct owners and executive officers

Name	Position	CRD#
BRIGHTON SECURITIES HOLDINGS INC	OWNER
ALBERTS, LORI ANN	CCO
ALBERTS, LORI ANN	CEO	2574827
CONBOY, GEORGE THOMAS	CHAIRMAN	1283395
LEACH, JENNY LEE	DIRECTOR OF COMPLIANCE	3257861
MELONI, EKATERINA A	FINOP	7923218

Regulatory assets under management

Total Number of Accounts	3,384
AUM (Assets Under Management)	$ 986,154,864

Disclosures

Regulatory Event	7
Arbitration	1

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/02/2025	Cover Page	Report
03/01/2024	Cover Page	Report
03/20/2023	Cover Page	Report

Red Flags

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David C. Hasenstab

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Christopher Hasenstab's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIGHTON SECURITIES CORP.

SAPERSTON ASSET MANAGEMENT, INC.

LASALLE ST SECURITIES, L.L.C.

SAPERSTON FINANCIAL INC.

FIRST NATIONAL EQUITY, CORP.

NATIONWIDE SECURITIES CORPORATION

Primary Firm SEC Registration

BRIGHTON SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/17/2013

Series 63

Date: 11/9/1995

SIE

Date: 10/1/2018

Series 7

Date: 9/30/1995

Series 27

Date: 12/18/1998

Series 24

Date: 3/2/1998

FINRA

Current Firm

BRIGHTON SECURITIES CORP.

Contact information

SEC notice filing (21 States and Territories)

FINRA licenses (36 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

BRIGHTON SECURITIES CORP.

TRUST BUT VERIFY

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