Coalter C. Curran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Coalter Cabell Curran, who also goes by Cabell Curran, was a registered financial professional .
Coalter is a previously registered financial professional and started their career in finance in 2000. Coalter had worked at 4 firms and has passed the Series 52 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2013 - March 20, 2014
FFC CAPITAL ADVISORS, LLC
December 1, 2005 - March 23, 2006
RBC CAPITAL MARKETS, LLC
January 25, 2005 - December 20, 2005
ADVEST, INC.
October 11, 2000 - August 14, 2003
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FFC CAPITAL ADVISORS, LLC
CRD#: 149179 / SEC#: , 8-68118
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WILLIAMS PROGRESSIVE LIFE & ACCIDENT INSURANCE COMPANY | DIRECT OWNER ENTITY | |
| FRANCIS FINANCIAL GROUP, LLC DBA FFC CAPITAL MANAGEMENT | DIRECT OWNER ENTITY | |
| MAJESTIC MORTUARY SERVICE INC | PASSIVE SHAREHOLDERS | |
| BEATON, DANIEL STEWART | FINOP AND CFO | 4240769 |
| FRANCIS, OCTAVE JOSEPH III | EXECUTIVE OFFICER CEO / CCO | 1590513 |
| MAJESTIC LIFE INSURANCE COMPANY | PASSIVE SHAREHOLDERS |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
