Mark A. Najarian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Andrew Najarian, who also goes by Mark A Najarian, Mark Andrew Najarian, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1995. Mark had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2018 - May 2, 2025
AMERICAN CENTURY INVESTMENT SERVICES INC.
August 21, 2009 - November 5, 2018
GOLDMAN SACHS & CO. LLC
December 3, 2007 - August 14, 2009
BOFA ADVISORS, LLC
September 17, 2007 - August 14, 2009
BOFA DISTRIBUTORS, INC.
January 6, 2005 - September 17, 2007
UST SECURITIES CORP.
December 6, 2001 - November 3, 2004
UBS ASSET MANAGEMENT (US) INC.
January 28, 1999 - November 14, 2001
FUNDS DISTRIBUTOR, LLC
October 16, 1996 - April 29, 1997
AMERIPRISE ADVISOR SERVICES, INC.
October 30, 1995 - April 24, 1996
FAIRCHILD FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN CENTURY INVESTMENT SERVICES INC.
CRD#: 17437 / SEC#: , 8-35220
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN CENTURY COMPANIES, INC. | PARENT COMPANY | |
| LUCHINSKY, RICHARD TODD | SVP, PRESIDENT | 2065489 |
| PAK, JOHN DONGJIN | CLO | 3226458 |
| REDLINE, CHERYL LOUISE | TREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5371811 |
| SCHAPPERT, BRIAN JOSEPH | SVP, DIRECTOR | 5362490 |
| SHELTON, AMY DIANE | CCO | 2556023 |
| SMITH, RICHARD ANDREW | SVP, DIRECTOR | 6109979 |
| TURNER, MICHAEL RYAN | DIRECTOR | 5469914 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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