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Mark Francis Healey

CRD# 2645095·Registered 1995 - 2006
Barred: Mark Francis Healey was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Mark Francis Healey was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 1995 - 2006. Mark had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

Past

GLEN EAGLE WEALTH, LLCPast·CRD# 124504
BD
Kingston, NJ
August 18, 2006 - October 31, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.Past·CRD# 6694
BD
New York City, NY
February 17, 2006 - August 11, 2006
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
New York, NY
February 5, 2001 - March 4, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
August 9, 1996 - February 9, 2001
AMERIPRISE ADVISOR SERVICES, INC.Past·CRD# 5979
BD
Detroit, MI
October 3, 1995 - July 9, 1996

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Current Firm

GE
GLEN EAGLE WEALTH, LLC

CFT SECURITIES | GLEN EAGLE WEALTH, LLC | GLEN EAGLE TRADING | GLEN EAGLE ADVISORS, LLC | GLEN EAGLE ADVISORS LLC

CRD#: 124504 / SEC#: 8-65678
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

4422c Route 27, Kingston, NJ 08528-0399

Mailing Address

4422c Route 27 Po Box 399, Kingston, NJ 08528

Phone Number

(609) 631-8231

Established

Delaware since 06/19/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (34 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
GLEN EAGLE INVESTMENTS INC.OWNER—
MICHEL, SUSAN ANNCEO - MANAGING MEMBER1680859
OBOYLE, JAMES PATRICK IVFINOP7142888
OBOYLE, JAMES PATRICK IVCHIEF COMPLIANCE OFFICER7142888

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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