Susan Ann Michel
AIF®Professional Summary
Susan Ann Michel, AIF®, who also goes by Susan Mcglory Michel, is a registered financial advisor currently at GLEN EAGLE ADVISORS, LLC located in Kingston, New Jersey and GLEN EAGLE WEALTH, LLC located in Kingston, New Jersey. Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Susan has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Susan Mcglory Michel
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
ALOOOLA | GLEN EAGLE ADVISORS, LLC
Contact Information
Main Address
4422c Route 27, Kingston, NJ 08528-0399Mailing Address
4422c Route 27 P.o. Box 399, Kingston, NJ 08528-0399Phone Number
(609) 631-8231# of Employees
21SEC notice filing (24 States and Territories)
Registered to provide investment advisory services in 24 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,401AUM (Assets Under Management)
$1,026,399,410Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ALOOOLA | GLEN EAGLE ADVISORS, LLC
State Registrations and Notice Filings
(3/27/2008)
(3/24/2016)
(7/19/2007)
(10/21/2011)
(1/9/2018)
(8/6/2003)
(7/17/2013)
(3/27/2019)
(8/6/2003)
(3/17/2016)
(8/26/2010)
(3/27/2008)
(4/27/2018)
(5/7/2007)
(7/16/2018)
(10/16/2014)
(8/6/2003)
(3/26/2019)
(3/27/2008)
(10/11/2017)
(10/7/2003)
(10/4/2011)
(2/27/2012)
(8/6/2003)
(3/18/2016)
(8/6/2003)
(1/20/2011)
(3/17/2016)
(10/24/2011)
(8/6/2003)
(3/17/2016)
(7/17/2013)
(3/8/2018)
(8/6/2003)
(2/16/2016)
(10/21/2011)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Susan Ann Michel's CRS (Customer Relationship Summary).
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