Daniel B. Mele
Professional summary
Daniel Biaggio Mele is a registered financial professional currently at CLEAR STREET LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1995. Daniel has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Biaggio Mele's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2022 - Present
CLEAR STREET LLC
Office #1: 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007August 4, 2017 - March 30, 2022
NATIONAL SECURITIES CORPORATION
June 23, 2008 - August 8, 2017
WFG INVESTMENTS, INC.
September 14, 2007 - May 16, 2008
ESPOSITO SECURITIES, LLC
May 3, 2006 - May 19, 2008
WFG INVESTMENTS, INC.
January 14, 2003 - May 2, 2006
JEFFERIES LLC
July 6, 1999 - July 26, 2002
FROST SECURITIES, INC.
December 8, 1997 - May 7, 1999
WEDBUSH SECURITIES INC.
August 31, 1995 - December 3, 1997
WEST AMERICA SECURITIES CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/28/2022)
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(3/30/2022)
(3/28/2022)
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/27/1999
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Long-Term Stock Exchange, Inc.
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CLEAR STREET LLC
CRD#: 288933 / SEC#: , 8-69972
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLEAR STREET HOLDINGS LLC | SOLE CLASS A MEMBER | |
| AUSUBEL, ELLI MARK | DIRECTOR | 5715145 |
| COHEN, URIEL EPHRAIM | DIRECTOR | 4089765 |
| HAMMERICH, DALF PAUL | HEAD OF SUPPORT | 4710381 |
| MOCCIA, CHRISTY NOEL | CHIEF COMPLIANCE OFFICER | 4855629 |
| OLIVEIRA, BRIAN | CFO/FINOP/PRINCIPAL FINANCIAL OFFICER | 5371120 |
| SICKLICK, KENNETH | DIRECTOR | 7418830 |
| VOLZ, ANDREW | DIRECTOR, CHIEF EXECUTIVE OFFICER | 4808674 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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