Kevin P. Mcneely

TRADEUP SECURITIES

New York, NY 10022

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CRD#: 2645037

Professional summary

Kevin Patrick Mcneely is a registered financial professional currently at TRADEUP SECURITIES, INC. located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1995. Kevin has worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Patrick Mcneely's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 21, 2023 - Present

TRADEUP SECURITIES, INC.

Office #1: 437 Madison Ave 27th Floor, New York, NY 10022

CRD#: 18483

New York, NY

Past

December 12, 2019 - January 18, 2023

APEX CLEARING CORPORATION

CRD#: 13071

DALLAS, TX

Past

March 19, 2019 - January 18, 2023

ELECTRONIC TRANSACTION CLEARING, INC.

CRD#: 146122

New York, NY

Past

July 26, 2017 - March 11, 2019

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 14, 2015 - September 30, 2016

DRIVEWEALTH INSTITUTIONAL LLC

CRD#: 33038

NEW YORK, NY

Past

December 8, 2011 - November 9, 2012

COWEN EQUITY FINANCE LP

CRD#: 10019

NEW YORK, NY

Past

October 24, 2011 - December 6, 2011

MF GLOBAL INC.

CRD#: 6731

NEW YORK, NY

Past

March 31, 2011 - September 13, 2011

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

December 2, 2003 - July 28, 2010

HBK GLOBAL SECURITIES L.P.

CRD#: 120579

NEW YORK, NY

Past

December 11, 2000 - September 27, 2002

CITADEL TRADING GROUP L.L.C.

CRD#: 24514

CHICAGO, IL

Past

March 13, 1997 - September 27, 1999

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

October 20, 1995 - October 28, 1996

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/15/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/1995

General Securities Representative Examination

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

New York Stock Exchange

Current Firm

TRADEUP SECURITIES, INC.

MARSCO INVESTMENT CORPORATION | TRADEUP SECURITIES, INC.

CRD#: 18483 / SEC#: , 8-36754

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

437 Madison Ave 27th Floor, New York, NY 10022

Mailing Address

437 Madison Ave 27th Floor, New York, NY 10022

Phone number

(973) 228-2886

Established

New Jersey since 09/03/1986

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TIGER FINTECH HOLDINGS INC.	DOMESTIC ENTITY
HUANG, LEI	BOARD OF DIRECTOR	5248191
HUANG, LEI	CEO	5248191
LIANG, CE	HEAD OF FINANCE/ PFO	7554601
LIU, YOUQING	FINOP/POO/CFO	5893930
LUPO, VINCENT JR.	CHIEF OPERATIONS OFFICER	1478037
YE, GUANWU	CCO	5985247

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin P. Mcneely

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Patrick Mcneely's CRS (Customer Relationship Summary).

Certified licenses

Experience

APEX CLEARING CORPORATION

ELECTRONIC TRANSACTION CLEARING, INC.

CITIGROUP GLOBAL MARKETS INC.

DRIVEWEALTH INSTITUTIONAL LLC

COWEN EQUITY FINANCE LP

MF GLOBAL INC.

UBS SECURITIES LLC

HBK GLOBAL SECURITIES L.P.

CITADEL TRADING GROUP L.L.C.

J.P. MORGAN SECURITIES LLC

CONTINENTAL BROKER-DEALER CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/15/2006

SIE

Date: 10/1/2018

Series 7

Date: 10/19/1995

Cboe EDGX Exchange, Inc.

FINRA

NYSE American LLC

NYSE Arca, Inc.

New York Stock Exchange

Current Firm

TRADEUP SECURITIES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TRADEUP SECURITIES, INC.

TRUST BUT VERIFY

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