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Haney Farouk Hassieb

CRD# 2644898·Registered 1995 - 2020
Previously Registered: Being a previously registered professional could mean that Haney is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Haney Farouk Hassieb, who also goes by Hanny Hassieb, was a registered financial advisor. Haney was a previously registered financial professional and started their career in finance 1995 - 2020. Haney had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hanny Hassieb

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

Past

GREAT POINT CAPITAL LLCPast·CRD# 114203
BD
Chicago, IL
October 3, 2017 - March 11, 2020
QUASAR TRADING, LLCPast·CRD# 151974
BD
San Juan, PR
September 12, 2014 - September 27, 2017
QUASAR TRADING, LLCPast·CRD# 151974
BD
San Juan, PR
March 26, 2013 - August 8, 2014
COASTAL TRADE SECURITIES, LLCPast·CRD# 148246
BD
Short Hills, NJ
April 20, 2012 - June 27, 2013
DIMENSION TRADING GROUP, LLCPast·CRD# 147929
BD
New York, NY
June 7, 2011 - August 31, 2011
FIS BROKERAGE & SECURITIES SERVICES LLCPast·CRD# 104162
BD
Los Angeles, CA
February 2, 2010 - June 2, 2010
WORLDCO, L.L.C.Past·CRD# 24673
BD
New York, NY
April 4, 2003 - July 2, 2003
WORLDCO, L.L.C.Past·CRD# 24673
BD
New York, NY
February 21, 2002 - February 5, 2003
RUMSON CAPITAL, LLCPast·CRD# 33848
BD
Montebello, NY
February 25, 2000 - November 15, 2001
WORLDCO, L.L.C.Past·CRD# 24673
BD
New York, NY
May 21, 1997 - October 10, 1997
NEBRASKA HUDSON COMPANY, INC.Past·CRD# 27501
BD
Omaha, NE
August 15, 1996 - April 30, 1997
DEL MAR FINANCIAL SERVICES, INCORPORATEDPast·CRD# 34638
BD
Irvine, CA
August 29, 1995 - June 4, 1996

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Current Firm

GP
GREAT POINT CAPITAL LLC

GREAT POINT CAPITAL LLC | MAVERICK BROKERAGE LLC | GREAT POINT TRADING LLC

CRD#: 114203 / SEC#: 8-53402
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

Mailing Address

200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

Phone Number

(312) 356-4405

Established

Delaware since 08/17/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GREAT POINT TRADING LLCMEMBER—
DEBELL, GLENN TOWNSENDCCO, SROP, AMLCO2407360
MENGIN, GABRIEL JPRESIDENT5067401
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event

13

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2010

Series 7 — General Securities Representative Examination

Passed Feb 2010About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Feb 1996About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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