John C. Van
Professional summary
John Christopher Van is a registered financial professional currently at PARTNERCAP SECURITIES, LLC located in Bluffton, South Carolina.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Christopher Van's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2006 - Present
PARTNERCAP SECURITIES, LLC
Office #1: 43 Station Loop, Bluffton, SC 29910September 21, 2012 - November 11, 2015
VICTOR SECURITIES, LLC
February 22, 2011 - December 31, 2011
PARTNERCAP SECURITIES, LLC
January 8, 2003 - October 5, 2005
LEIGH BALDWIN & CO., LLC
April 19, 1996 - January 10, 2002
AMERICAN EASTERN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/22/2022)
(10/24/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 11/9/1995
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
PARTNERCAP SECURITIES, LLC
CRD#: 107130 / SEC#: , 8-66997
Contact information
FINRA licenses (11 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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