Joseph S. Kalinowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Stanley Kalinowski was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1995. Joseph had worked at 10 firms and has passed the Series 63, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2024 - December 31, 2024
ALPHA CONCEPTS LLC
January 29, 2015 - November 5, 2015
CAPITAL TRUST AND ASSOCIATES LLC
September 4, 2012 - December 22, 2014
J. STREICHER WEALTH MANAGMENT
January 17, 2006 - April 11, 2006
SCHOTTENFELD GROUP LLC
August 11, 2004 - January 13, 2006
GRACE FINANCIAL GROUP LLC
May 12, 2003 - July 23, 2004
PUGLISI & CO.
November 13, 2002 - June 10, 2003
EKN FINANCIAL SERVICES INC.
June 22, 1998 - October 25, 2000
YANKEE FINANCIAL GROUP, INC.
May 7, 1997 - June 16, 1998
INSTITUTIONAL EQUITY CORPORATION
August 29, 1995 - January 2, 1997
FIRST ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ALPHA CONCEPTS LLC
CRD#: 331431 / SEC#:
Contact information
Red Flags
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