Patricia S. Thompson
Professional summary
Patricia Stewart Thompson, who also goes by Patricia Stewart Mcdavid, Patricia Mcdavid, Patti Thompson, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Patricia is registered as a RR (Registered Representative) and started their career in finance in 1995. Patricia has worked at 5 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patricia Stewart Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2020 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901November 1, 2016 - January 28, 2020
BLUEROCK CAPITAL MARKETS LLC
June 22, 2011 - October 21, 2016
OSAIC INSTITUTIONS, INC.
April 7, 1998 - August 29, 2001
LEGG MASON WOOD WALKER, INCORPORATED
November 6, 1995 - April 3, 1998
ALLFIRST BROKERAGE CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
(1/6/2020)
(1/6/2020)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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