Kristi M. Trowbridge

NFSG

HOOVER, AL 35216

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CRD#: 2643956

Professional summary

Kristi M Trowbridge, CFP®, who also goes by Kristi Leigh Everitt, Kristi M Everitt, Kristi Leigh Mcgee, is a registered financial advisor currently at NFSG CORPORATION located in Hoover, Alabama and NEWBRIDGE SECURITIES CORPORATION located in Hoover, Alabama.

Kristi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Kristi has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kristi Leigh Everitt | Kristi M Everitt | Kristi Leigh Mcgee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TROWBRIDGE WEALTH MANAGEMENT, LLC - Investment Related: Yes Address: 2108 Rocky Ridge Rd., Ste. 1, Hoover AL 35216 Nature of Business: Registered Rep Activities, using a DBA name; Insurance; Investment Advisory services, Tax/Accounting/CPA, Notary - Position, Title or Relationship: Owner; Start Date: 2/9/2009 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Meet with clients, recommend strategies and investments to meet their goals, risk tolerance and time frame. 2) TrowCo., LLC - Investment Related: No, Address: Hoover AL, Nature of Business: for profit, passive investing; Other Other/None of the Above None Position, Title or Relationship: Owner, general partner Start Date: 5/25/2006 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: bookkeeping, annual tax return for the LLC. 3) III DNT, LLC - Investment Related: No, Address: Hoover AL; Nature of Business: Real Estate; Other Other/None of Above Position, Title or Relationship: Member Owner Start Date: 02/15/2019 Hours per month: 0% - 10% (0-16 hours) Hours per month during trading hours: 0% - 10% (0-14 hours) Duties: attorney liaison

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristi M Trowbridge's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

January 27, 2020 - Present

NFSG CORPORATION

Office #1: 2108 Rocky Ridge Road, Suite 1, Hoover, AL 35216

RIA

CRD#: 130814

HOOVER, AL

Current

May 9, 2019 - Present

NEWBRIDGE SECURITIES CORPORATION

Office #1: 2108 Rocky Ridge Road, Suite 1, Hoover, AL 35216

CRD#: 104065

Hoover, AL

Past

May 25, 2016 - April 12, 2019

KESTRA ADVISORY SERVICES, LLC

RIA

Registered Investment Advisory firm - (11/8/2007 Terminated)

Florida

Registered Investment Advisory firm - (12/12/2007 Terminated)

Illinois

Registered Investment Advisory firm - (11/6/2007 Terminated)

Indiana

Registered Investment Advisory firm - (11/8/2007 Terminated)

Nevada

Registered Investment Advisory firm - (12/17/2007 Terminated)

New Jersey

Registered Investment Advisory firm - (11/14/2007 Terminated)

North Carolina

Registered Investment Advisory firm - (11/8/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/13/2007 Terminated)

Tennessee

Registered Investment Advisory firm - (12/8/2007 Terminated)

Texas

Registered Investment Advisory firm - (11/8/2007 Terminated)

Virginia

Registered Investment Advisory firm - (11/8/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/4/2019)

IAR

Alabama
(1/27/2020)

Florida
(6/19/2019)

Georgia
(6/6/2019)

Maryland
(3/30/2022)

New York
(7/28/2020)

Pennsylvania
(6/20/2019)

South Carolina
(8/14/2023)

Tennessee
(6/6/2019)

Texas
(6/6/2024)

Virginia
(8/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/11/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/13/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/22/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/12/2014

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

NFSG CORPORATION

NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.

CRD#: 130814 / SEC#: 801-68448

RIA

Registered Investment Advisory firm - (11/6/2007 Approved)

Arizona

Registered Investment Advisory firm - (11/8/2007 Terminated)

California

Registered Investment Advisory firm - (11/8/2007 Terminated)

Connecticut

Registered Investment Advisory firm - (11/8/2007 Terminated)

Florida

Registered Investment Advisory firm - (12/12/2007 Terminated)

Illinois

Registered Investment Advisory firm - (11/6/2007 Terminated)

Indiana

Registered Investment Advisory firm - (11/8/2007 Terminated)

Nevada

Registered Investment Advisory firm - (12/17/2007 Terminated)

New Jersey

Registered Investment Advisory firm - (11/14/2007 Terminated)

North Carolina

Registered Investment Advisory firm - (11/8/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/13/2007 Terminated)

Tennessee

Registered Investment Advisory firm - (12/8/2007 Terminated)

Texas

Registered Investment Advisory firm - (11/8/2007 Terminated)

Virginia

Registered Investment Advisory firm - (11/8/2007 Terminated)

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Contact information

Main Address

1200 North Federal Highway Suite 400, Boca Raton, FL 33432

Mailing Address

Phone number

(954) 334-3450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (4/30/2025)

NFSG WRAP FEE PROGRAM BROCHURE (4/30/2025)

Regulatory assets under management

Total Number of Accounts	3,587
AUM (Assets Under Management)	$ 813,494,847

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kristi M. Trowbridge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristi M Trowbridge's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEWBRIDGE SECURITIES CORPORATION

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Primary Firm SEC Registration

NFSG CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 9/11/2007

Series 63

Date: 10/13/1995

SIE

Date: 10/1/2018

Series 7

Date: 8/22/1995

Series 24

Date: 8/12/2014

FINRA

Nasdaq Stock Market

Current Firm

NFSG CORPORATION

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NFSG CORPORATION

TRUST BUT VERIFY

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