KT
Kristi M. Trowbridge
NFSG
HOOVER, AL 35216
Some features on this profile are disabled
CRD#: 2643956
KT
Professional summary
Kristi M Trowbridge, CFP®, who also goes by Kristi Leigh Everitt, Kristi M Everitt, Kristi Leigh Mcgee, is a registered financial advisor currently at NFSG CORPORATION located in Hoover, Alabama and NEWBRIDGE SECURITIES CORPORATION located in Hoover, Alabama.
Kristi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Kristi has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristi Leigh Everitt | Kristi M Everitt | Kristi Leigh Mcgee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kristi M Trowbridge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
January 27, 2020 - Present
NFSG CORPORATION
Office #1: 2108 Rocky Ridge Road, Suite 1, Hoover, AL 35216RIA
CRD#: 130814
HOOVER, AL
Current
May 9, 2019 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: 2108 Rocky Ridge Road, Suite 1, Hoover, AL 35216BD
CRD#: 104065
Hoover, AL
Past
May 25, 2016 - April 12, 2019
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
HOOVER, AL
Past
December 3, 2015 - May 25, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
HOOVER, AL
Past
November 25, 2015 - April 12, 2019
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
HOOVER, AL
Past
May 1, 2014 - October 23, 2015
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
HOOVER, AL
Past
May 1, 2014 - October 23, 2015
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Hoover, AL
Past
March 13, 2009 - May 7, 2014
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
BIRMINGHAM, AL
Past
February 26, 2009 - March 9, 2009
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
BIRMINGHAM, AL
Past
February 26, 2009 - May 7, 2014
STONEX SECURITIES INC.
BD
CRD#: 18456
HOOVER, AL
Past
August 15, 2008 - March 4, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BIRMINGHAM, AL
Past
August 15, 2008 - March 4, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BIRMINGHAM, AL
Past
July 19, 2005 - August 18, 2008
COLONIAL ASSET MANAGEMENT INC
RIA
CRD#: 108950
BIRMINGHAM, AL
Past
June 15, 2005 - August 15, 2008
COLONIAL BROKERAGE, INC.
BD
CRD#: 111668
BIRMINGHAM, AL
Past
May 22, 2002 - June 6, 2005
BBVA COMPASS INVESTMENT SOLUTIONS, INC
RIA
CRD#: 17086
AUBURN, AL
Past
August 23, 1995 - June 6, 2005
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/4/2019)
IAR
Alabama(1/27/2020)
RR
Florida(6/19/2019)
RR
Georgia(6/6/2019)
RR
Maryland(3/30/2022)
RR
New York(7/28/2020)
RR
Pennsylvania(6/20/2019)
RR
South Carolina(8/14/2023)
RR
Tennessee(6/6/2019)
RR
Texas(6/6/2024)
RR
Virginia(8/21/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)PREMIUM
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Contact information
Main Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432
Mailing Address
Phone number
(954) 334-3450
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,607 |
| AUM (Assets Under Management) | $ 1,082,643,515 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
