RS
Richard B. Stewart
CHELSEA ADVISORY SERVICES,
Indianapolis, IN
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CRD#: 2643658
RS
Professional summary
Richard Brian Stewart, CFP® is a registered financial advisor currently at CHELSEA ADVISORY SERVICES, INC located in Indianapolis, Indiana and CHELSEA FINANCIAL SERVICES located in Staten Island, New York.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Richard has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RB Stewart Financial 6525 East 82nd St., #142 Indianapolis IN 46250 Tax Preparation/Accounting Tax Preparation/Accounting Owner Richard B Stewart, CPA, PC 6525 East 82nd St, #112 Indianapolis, IN 46250 Accounting Services/Tax Preparation Owner, Provide payroll services
CRS (Client Relationship Summary) - RIA
Click below to view Richard Brian Stewart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
November 6, 2025 - Present
CHELSEA ADVISORY SERVICES, INC
RIA
CRD#: 150791
Indianapolis, IN
Current
January 29, 2025 - Present
CHELSEA FINANCIAL SERVICES
Office #1: 242 Main Street, Staten Island, NY 10307BD
CRD#: 47770
Staten Island, NY
Past
February 10, 2025 - November 3, 2025
RB STEWART FINANCIAL LLC
RIA
CRD#: 332505
INDIANAPOLIS, IN
Past
September 6, 2023 - January 31, 2025
REGULUS FINANCIAL GROUP, LLC
BD
CRD#: 150631
Indianapolis, IN
Past
April 29, 2020 - September 1, 2023
AMERICAN EQUITY INVESTMENT CORPORATION
BD
CRD#: 40199
NEW ALBANY, IN
Past
June 2, 2016 - April 28, 2020
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Indianapolis, IN
Past
November 23, 1998 - August 16, 2011
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
INDIANAPOLIS, IN
Past
June 6, 1997 - April 28, 2020
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Indianapolis, IN
Past
November 22, 1995 - June 12, 1997
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
SCHAUMBURG, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CHELSEA ADVISORY SERVICES, INC
CHELSEA ADVISORY SERVICES, INC
CRD#: 150791 / SEC#: 801-112349
RIA
Registered Investment Advisory firm - (1/19/2018 Approved)California
Registered Investment Advisory firm - (2/23/2018 Terminated)Connecticut
Registered Investment Advisory firm - (1/25/2018 Terminated)Georgia
Registered Investment Advisory firm - (3/29/2018 Terminated)Nevada
Registered Investment Advisory firm - (2/28/2018 Terminated)New Jersey
Registered Investment Advisory firm - (2/6/2018 Terminated)New York
Registered Investment Advisory firm - (1/24/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/25/2018 Terminated)South Carolina
Registered Investment Advisory firm - (1/24/2018 Terminated)Texas
Registered Investment Advisory firm - (1/24/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/29/2025)
RR
Indiana(1/31/2025)
IAR
Indiana(11/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 11/21/2001
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CHELSEA ADVISORY SERVICES, INC
CHELSEA ADVISORY SERVICES, INC
CRD#: 150791 / SEC#: 801-112349
RIA
Registered Investment Advisory firm - (1/19/2018 Approved)California
Registered Investment Advisory firm - (2/23/2018 Terminated)Connecticut
Registered Investment Advisory firm - (1/25/2018 Terminated)Georgia
Registered Investment Advisory firm - (3/29/2018 Terminated)Nevada
Registered Investment Advisory firm - (2/28/2018 Terminated)New Jersey
Registered Investment Advisory firm - (2/6/2018 Terminated)New York
Registered Investment Advisory firm - (1/24/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/25/2018 Terminated)South Carolina
Registered Investment Advisory firm - (1/24/2018 Terminated)Texas
Registered Investment Advisory firm - (1/24/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
242 Main Street, Staten Island, NY 10307
Mailing Address
Phone number
(718) 967-8400
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 536 |
| AUM (Assets Under Management) | $ 126,883,334 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
