Kenneth R. George
Professional summary
Kenneth Ronald George, who also goes by Ken George, is a registered financial professional currently at ARROW INVESTMENTS, INC. located in Rye Brook, New York and YORK STOCKBROKERS, INC. located in New York, New York.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1995. Kenneth has worked at 142 firms and has passed the Series 63, SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Ronald George's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 1998 - Present
ARROW INVESTMENTS, INC.
Office #1: 111 South Ridge Street Suite 201, Rye Brook, NY 10573April 26, 2004 - Present
YORK STOCKBROKERS, INC.
Office #1: 477 Madison Avenue Suite 643, New York, NY 10022Office #2: 477 Madison Avenue, Suite 643, New York, NY 10022July 27, 2004 - Present
INNER CIRCLE SPORTS LLC
Office #1: 3013 Yamato Road Suite B12-339, Boca Raton, FL 33434March 2, 2005 - Present
SYNERGY CAPITAL I, LLC
Office #1: 40 Fulton Street, New York, NY 10038July 26, 2005 - Present
GFG SECURITIES, LLC
Office #1: 701 Brickell Avenue Suite 1400, Miami, FL 33131January 11, 2006 - Present
ALBRIGHT SECURITIES LLC
Office #1: 1101 Wilson Blvd. 6th Floor, Arlington, VA 22209January 13, 2006 - Present
CONNING INVESTMENT PRODUCTS, INC.
Office #1: One Financial Plaza 755 Main Street, Hartford, CT 06103-2627June 8, 2007 - Present
PINNACLE INVESTMENTS, LLC
Office #1: 5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057March 12, 2010 - Present
NEW CENTURY CAPITAL PARTNERS, INC.
Office #1: 1707 Glendon Avenue Suite 3, Los Angeles, CA 90024April 26, 2010 - Present
VELOCITYHEALTH SECURITIES, INC.
Office #1: 95 White Bridge Road Suite 409, Nashville, TN 37205October 24, 2012 - Present
FORTREND SECURITIES, INC.
Office #1: Level 50 525 Collins Street, Melbourne, Vic, 3000March 11, 2013 - Present
NORTHERN EDGE CAPITAL ADVISORS LLC
Office #1: 747 Third Ave. 27th Floor, New York, NY 10017May 1, 2013 - Present
SOMERSET SECURITIES, INC.
Office #1: 4600 S Kelly Ave, Portland, OR 97239March 11, 2014 - Present
BFINANCE US LTD.
Office #1: 2nd Floor 36 Queen Street, London, EC4R 1BNMarch 21, 2014 - Present
FITZGIBBON TOIGO & CO. LLC
Office #1: 76 Worcester Drive, Wayne, NJ 07470February 27, 2015 - Present
WALTON RE SECURITIES, LLC
Office #1: 8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258April 14, 2015 - Present
CABRILLO BROKER, L.L.C
Office #1: C/o Gursey Schneider 16633 Ventura Blvd. Suite 1320, Encino, CA 91436July 27, 2016 - Present
TOPCAP PARTNERS, INC.
Office #1: 63 Main Street, Suite 202, Southampton, NY 11968July 28, 2016 - Present
ARKONIS CAPITAL LLC
Office #1: 7600 Jericho Turnpike, Suite 304, Woodbury, NY 11791February 3, 2017 - Present
SHINHAN SECURITIES AMERICA, INC.
Office #1: 750 7th Avenue Suite 2602, New York, NY 10019August 25, 2017 - Present
MONTMINY SECURITIES, LLC
Office #1: 201 Santa Monica Blvd Suite 480, Santa Monica, CA 90401March 22, 2018 - Present
CMG SECURITIES LLC
Office #1: 3160 Crow Canyon Road Suite 404, San Ramon, CA 94583September 11, 2019 - Present
ALKALI PARTNERS, LLC.
Office #1: 500 Sw 116th Ave., Suite 273, Beaverton, OR 97229March 6, 2020 - Present
JWTT INC.
Office #1: 19980 Jw Brown Rd, Bend, OR 97703May 4, 2021 - Present
IF SECURITIES LLC
Office #1: 899 W. Cypress Creek 7th Floor, Fort Lauderdale, FL 33309October 18, 2021 - Present
BHA SELECT NETWORK, LLC
Office #1: 1 Lincoln Street 29th Floor, Boston, MA 02111October 22, 2021 - Present
ADELPHI STOCK BROKERS
Office #1: 40 Cornwall Lane, Sands Point, NY 11050May 17, 2022 - Present
AMA SECURITIES LLC
Office #1: 484 Pacific Street 3rd Floor, Stamford, CT 06902June 6, 2022 - Present
MARV CAPITAL INC.
Office #1: 1 West End Avenue Suite 11d, New York, NY 10023August 7, 2022 - Present
JAVCAP SECURITIES LLC
Office #1: 420 Lexington Avenue Suite 1810, New York, NY 10170September 29, 2022 - Present
IAFF-FC INVESTMENTS LLC
May 2, 2023 - Present
PRESIDENT STREET GLOBAL, LLC
Office #1: 34 Shrewsbury Ave., Red Bank, NJ 07701October 21, 2024 - Present
IWPF SECURITIES LLC
Office #1: 429 Lenox Avenue Suite 416, Miami Beach, FL 33139December 17, 2024 - Present
BLV SECURITIES
Office #1: 2 Forest Avenue Suite 400, Oradell, NJ 07649July 1, 2025 - Present
VELERITY GROUP, INC.
June 6, 2024 - December 9, 2024
INX SECURITIES, LLC
May 16, 2024 - April 8, 2025
JEGI LLC
February 9, 2024 - November 7, 2024
POLYSIGN CAPITAL LLC
March 16, 2021 - June 16, 2021
USTOCKTRADE SECURITIES, INC.
September 10, 2020 - June 29, 2022
SAN BLAS SECURITIES LLC
January 23, 2020 - July 23, 2021
ICV GROUP, INC.
February 10, 2019 - February 5, 2024
TGP SECURITIES, INC.
January 30, 2019 - December 9, 2019
PARKSIDE SECURITIES, INC.
March 7, 2017 - February 1, 2024
SEQUOIA INVESTMENTS, INC.
January 4, 2017 - September 29, 2017
GLOBAL DIRECT EQUITIES, LLC
December 19, 2016 - March 1, 2018
GREYWOLF EXECUTION PARTNERS, INC.
December 15, 2016 - October 31, 2017
VERITAS SECURITIES CORP.
October 29, 2016 - March 15, 2024
CONOVER SECURITIES CORPORATION
May 12, 2016 - October 11, 2019
CCA CAPITAL LLC
November 20, 2015 - April 3, 2019
FLYING CLOUD SECURITIES LLC
January 19, 2015 - July 29, 2016
EAGLEVIEW SECURITIES, INC
October 15, 2014 - April 27, 2015
CLARK DODGE & CO., INC.
September 19, 2014 - January 2, 2018
PT SECURITIES, LLC
June 30, 2014 - June 24, 2015
ASG SECURITIES, INC.
January 31, 2014 - August 30, 2016
TOP CAPITAL ADVISORS, INC.
January 8, 2013 - January 16, 2020
SCOTTSDALE CAPITAL ADVISORS CORP
December 14, 2012 - August 1, 2013
HAZARD & SIEGEL, INC.
October 9, 2012 - October 31, 2013
KEISER ANALYTICS
April 17, 2012 - February 11, 2013
RMJB, INC.
April 4, 2012 - July 2, 2012
MIRAE ASSET SECURITIES (USA) INC.
January 25, 2012 - July 3, 2012
3 BRIDGES SECURITIES
June 21, 2011 - August 12, 2013
POTOMAC SECURITIES, LLC
April 19, 2011 - July 1, 2016
AVIATE GLOBAL (US) LLP
December 23, 2010 - February 5, 2021
DAK CAPITAL, LLC
November 1, 2010 - January 3, 2013
CIMAS, LLC
August 9, 2010 - March 25, 2013
BRIMBERG & CO.
July 14, 2010 - November 12, 2019
IFS SECURITIES
February 10, 2010 - July 6, 2010
KCD FINANCIAL, INC.
November 24, 2009 - October 30, 2012
HARBOR LIGHT SECURITIES, LLC
September 22, 2009 - May 31, 2011
BLINKBOX, LTD.
March 26, 2009 - December 18, 2015
BRIDGE 1 ADVISORS, LLC
February 10, 2009 - November 3, 2010
MAKO USA LLP
October 31, 2008 - November 19, 2009
GONOW SECURITIES, INC.
July 31, 2008 - February 28, 2018
BULGER PARTNERS, LLC
July 9, 2008 - November 4, 2008
GUGGENHEIM LIQUIDITY SERVICES, LLC
June 5, 2008 - February 27, 2009
CHADBOURN SECURITIES, INC.
May 1, 2008 - September 10, 2013
ASG SECURITIES, INC.
February 1, 2008 - April 27, 2010
GCC-PROSPECT CORPORATION
January 7, 2008 - November 29, 2018
JPM ADVISORS, LLC
November 21, 2007 - October 21, 2008
TOUCHPOINT SECURITIES CORP.
August 20, 2007 - March 1, 2010
ARJENT CAPITAL MARKETS LLC
August 7, 2007 - September 13, 2013
NAVIGATE ADVISORS
July 2, 2007 - November 13, 2014
SOLEBURY CAPITAL LLC
June 6, 2007 - February 15, 2011
GALEN CORPORATION SECURITIES, INC
May 1, 2007 - May 4, 2010
F G MARKETS, INC.
April 12, 2007 - November 29, 2007
ALTA CAPITAL GROUP, LLC
March 5, 2007 - June 18, 2008
PICKWICK CAPITAL PARTNERS, LLC
February 22, 2007 - January 12, 2015
VETUS SECURITIES LLC
December 4, 2006 - January 9, 2008
QUANTUM SECURITIES, INC.
August 3, 2006 - August 8, 2006
PARADIGM CAPITAL MARKETS LLC
June 6, 2006 - July 30, 2012
SHINHAN SECURITIES AMERICA, INC.
May 19, 2006 - April 17, 2018
BEACON HILL FINANCIAL CORPORATION
March 20, 2006 - January 30, 2007
REINOSO & COMPANY, INCORPORATED
December 15, 2005 - March 7, 2012
A.L. WATERS CAPITAL, LLC
December 14, 2005 - June 8, 2021
TEMPER OF THE TIMES INVESTOR SERVICES, INC.
November 29, 2005 - August 7, 2006
M&A CAPITAL ADVISERS, LLC
September 1, 2005 - June 19, 2007
JEGI LLC
May 31, 2005 - December 31, 2013
HARVEST CAPITAL LLC
April 5, 2005 - December 31, 2006
ITB SECURITIES, LLC
February 1, 2005 - April 20, 2006
QUANTUM SECURITIES, INC.
January 13, 2005 - January 31, 2019
CAPSTONE PARTNERS
October 14, 2004 - June 24, 2015
THE REID GROUP LLC
October 1, 2004 - September 5, 2006
BOSTON CAPITAL SECURITIES, INC.
September 7, 2004 - March 30, 2007
HAMERSLEY PARTNERS LLC
August 13, 2004 - May 17, 2007
GRIFFIN, MILLS & LONG, LLC
June 15, 2004 - February 28, 2011
MAKO FINANCIAL MARKETS, LLC
June 10, 2004 - February 14, 2006
HUDSON CASTLE SECURITIES INC.
May 7, 2004 - June 27, 2007
BARNETT & PARTNERS ADVISORS, LLC
April 20, 2004 - June 10, 2019
WALLER CAPITAL SECURITIES LLC
March 15, 2004 - May 28, 2010
ELIASON FINANCIAL GROUP, LLC
March 5, 2004 - February 11, 2005
WEALTHSENSE SECURITIES LLC
February 25, 2004 - September 28, 2005
M&A CAPITAL ADVISERS, LLC
February 24, 2004 - August 9, 2017
GFA SECURITIES, LLC
January 8, 2004 - August 1, 2005
RUCKER CAPITAL PARTNERS, LLC
January 2, 2004 - January 5, 2007
NAVIGATE ADVISORS
November 7, 2003 - October 4, 2010
DAS FINANCIAL SERVICES, INC.
August 28, 2003 - April 10, 2006
BLACK POINT PARTNERS, INC.
August 11, 2003 - February 18, 2022
PORTICO CAPITAL ADVISORS LLC
May 21, 2003 - September 27, 2019
BARRETTO SECURITIES INC
July 2, 2002 - August 26, 2004
AMERIMUTUAL FUNDS DISTRIBUTOR, INC.
November 15, 2001 - September 8, 2008
FIREFLY CAPITAL, INC.
October 30, 2001 - September 18, 2002
WEATHERLY SECURITIES CORPORATION
August 14, 2001 - October 16, 2014
CAPITAL PATH SECURITIES, LLC
March 21, 2001 - April 14, 2005
GOWELL SECURITIES CORPORATION
March 9, 2001 - February 28, 2003
PITTSFORD CAPITAL MARKETS, INC
February 28, 2001 - June 5, 2001
LABRANCHE STRUCTURED PRODUCTS DIRECT
November 17, 2000 - August 7, 2017
RDM INVESTMENT SERVICES, LLC
September 25, 2000 - January 28, 2005
BACK BAY CAPITAL, INC.
September 15, 2000 - October 14, 2010
GLOBAL TRADING GROUP, INC.
August 29, 2000 - January 22, 2001
VCVILLAGE.COM SECURITIES, INC.
February 23, 2000 - April 18, 2000
BROKERAGEAMERICA, LLC
January 24, 2000 - December 31, 2013
FIVE STAR INVESTMENT SERVICES, INC.
December 6, 1999 - September 20, 2000
UNITED EQUITY SECURITIES, LLC
November 15, 1999 - March 14, 2003
PENN FINANCIAL GROUP, INC.
September 14, 1999 - February 9, 2007
RETIREMENT RESOURCES INVESTMENT CORPORATION
September 9, 1999 - November 16, 2000
ADAMSON BROTHERS INC.
August 3, 1999 - January 7, 2000
BLACK DIAMOND SECURITIES, LLC
December 18, 1998 - August 20, 2007
DEERFIELD PARTNERS, LLC
December 11, 1998 - July 27, 2001
BETHANY FINANCIAL ADVISORY, INC.
October 23, 1998 - October 8, 1999
FRG SECURITIES, LLC
December 17, 1997 - January 29, 1999
BURLINGTON CAPITAL MARKETS INC.
October 10, 1997 - June 22, 1998
NATIONAL BANK OF CANADA FINANCIAL INC.
May 9, 1997 - July 21, 2000
MECHANICS INVESTMENT SERVICES, INC.
May 30, 1996 - June 27, 2007
PINNACLE INVESTMENTS, INC.
May 29, 1996 - June 24, 1997
WINSLOW, EVANS & CROCKER, INC.
April 18, 1996 - March 17, 2005
STONEBRIDGE ASSOCIATES, LLC
February 29, 1996 - July 28, 1998
FIRST PROVIDENCE FINANCIAL GROUP, LLC
February 28, 1996 - July 28, 1998
FIRST PROVIDENCE FINANCIAL GROUP, LLC
August 9, 1995 - November 17, 1995
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
VELERITY GROUP, INC.
CRD#: 42869 / SEC#: , 8-50043
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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