Matthew D. Sullivan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew David Sullivan, who also goes by Matthew D Sullivan, Matthew David Sullivan, Matthew Sullivan, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2005. Matthew had worked at 12 firms and has passed the SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2024 - September 2, 2025
ODEON CAPITAL GROUP LLC
February 2, 2024 - May 8, 2024
DRIVEWEALTH INSTITUTIONAL LLC
February 2, 2024 - May 8, 2024
ONE GROWTH SECURITIES LLC
January 19, 2024 - May 8, 2024
DRIVEWEALTH, LLC
December 1, 2021 - January 25, 2022
WEBULL FINANCIAL LLC
January 19, 2017 - October 4, 2019
ANOS CAPITAL, LLC
September 19, 2012 - October 7, 2016
KGS-ALPHA CAPITAL MARKETS, L.P.
October 6, 2010 - September 14, 2012
PIERPONT CAPITAL ADVISORS LLC
October 31, 2007 - August 30, 2010
NOVA CAPITAL MARKETS, LLC
July 3, 2007 - November 2, 2007
RBC CAPITAL MARKETS CORPORATION
April 26, 2005 - June 4, 2007
ANDREW GARRETT INC.
April 25, 2005 - April 26, 2005
BROKERAGEAMERICA, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ODEON CAPITAL GROUP LLC
CRD#: 148493 / SEC#: , 8-68033
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWARTZBERG, EVAN | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 4577412 |
| VAN ALSTYNE, MATHEW HADLOCK | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 5616065 |
| DORFMAN, AARON PAUL | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6158487 |
| TOLLA, CHRISTOPHER J | CHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER | 5516420 |
| WOLF, THOMAS MICHAEL | SVP/ROSFP | 4509850 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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