SG
Scott M. Gomsak
KESTRA ADVISORY SERVICES
Sykesville, MD 21784
Some features on this profile are disabled
CRD#: 2643171
SG
Professional summary
Scott Michael Gomsak is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Sykesville, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Sykesville, Maryland.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Scott has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: COASTLINE WEALTH MANAGEMENT POSITION: investment advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/08/2024 ADDRESS: 5707 Southwest Parkway, Bldg. 2 Suite 400, Austin TX 78735 DESCRIPTION: providing wealth management & financial planning services to clients Business Name: KESTRA ADVISORY SERVICES LLC POSITION: investment advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 32 START DATE: 08/08/2024 ADDRESS: 7520 Main St., Suite 102, Sykesville ME 21784 DESCRIPTION: providing wealth management & financial planning services to clients Business Name: EVERGREEN FINANCIAL PLANNING GROUP LLC POSITION: I am the sole owner and only member of this LLC NATURE: this LLC is strictly for tax reporting as an S Corp for more tax reporting purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/24/2023 ADDRESS: 32010 Baywind Walk, Selbyville DE 19975, United States DESCRIPTION: n/a - there are no ongoing operations or dutied for this LLC. The LLC is strictly for tax reporting as an S Corp beginning in 2025.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Michael Gomsak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 14, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 7520 Main St Suite 102, Sykesville, MD 21784RIA
CRD#: 283330
Sykesville, MD
Current
August 14, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 7520 Main St Suite 102, Sykesville, MD 21784BD
CRD#: 42046
Sykesville, MD
Past
July 19, 2019 - August 16, 2024
OSAIC FA, INC.
RIA
CRD#: 3978
SYKESVILLE, MD
Past
July 19, 2019 - August 16, 2024
OSAIC FA, INC.
BD
CRD#: 3978
SYKESVILLE, MD
Past
April 29, 2013 - July 25, 2019
PLANNING SOLUTIONS GROUP, LLC
RIA
CRD#: 154118
FULTON, MD
Past
April 26, 2013 - July 23, 2019
TRIAD ADVISORS LLC
BD
CRD#: 25803
Fulton, MD
Past
June 5, 2009 - May 1, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
LUTHERVILLE, MD
Past
June 5, 2009 - May 1, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
LUTHERVILLE, MD
Past
June 14, 2004 - June 9, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
ROCKVILLE, MD
Past
June 30, 2003 - June 9, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
ROCKVILLE, MD
Past
August 10, 1995 - July 1, 2003
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/14/2024)
RR
Colorado(8/14/2024)
RR
Delaware(8/14/2024)
RR
District of Columbia(8/14/2024)
RR
Florida(8/14/2024)
RR
Georgia(8/14/2024)
RR
Hawaii(8/14/2024)
RR
Illinois(8/14/2024)
RR
Iowa(8/14/2024)
RR
Kentucky(8/14/2024)
RR
Maryland(8/14/2024)
IAR
Maryland(8/14/2024)
RR
Massachusetts(7/9/2025)
RR
Minnesota(8/14/2024)
RR
New York(8/14/2024)
RR
North Carolina(8/16/2024)
RR
Ohio(8/14/2024)
RR
Oregon(8/14/2024)
RR
Pennsylvania(8/14/2024)
RR
South Carolina(8/14/2024)
RR
Tennessee(8/14/2024)
RR
Texas(11/12/2024)
IAR
Texas(11/12/2024)
RR
Virginia(8/14/2024)
RR
Washington(8/14/2024)
RR
West Virginia(8/14/2024)
RR
Wyoming(8/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
