Rani T. Jarkas
Professional summary
Rani Tarek Jarkas was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Rani is a previously registered financial advisor and started their career in finance in 1995. Prior to being barred, Rani had worked at 6 firms, which includes GLOBAL CROWN CAPITAL LLC, CIBC WORLD MARKETS CORP., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, HAMBRECHT & QUIST LLC, TD AMERITRADE INC., CHATFIELD DEAN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2003 - September 2, 2009
GLOBAL CROWN CAPITAL, LLC
March 8, 2002 - September 2, 2009
GLOBAL CROWN CAPITAL, LLC
March 24, 1999 - December 20, 2001
CIBC WORLD MARKETS CORP.
August 19, 1996 - March 16, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 10, 1996 - July 24, 1996
HAMBRECHT & QUIST LLC
November 28, 1995 - May 9, 1996
TD AMERITRADE, INC.
October 24, 1995 - November 16, 1995
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
GLOBAL CROWN CAPITAL, LLC
CRD#: 16761 / SEC#: , 8-34480
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
| Judgment/Lien | 1 |
Red Flags
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