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RJ

Rani Tarek Jarkas

CRD# 2642904·Registered 1995 - 2009
Barred: Rani Tarek Jarkas was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Rani Tarek Jarkas, who also goes by Rani Jarkas, Ron Tarek Jarkas, Ron Tarek Jarvas, was a registered financial advisor. Rani was a previously registered financial advisor and started their career in finance 1995 - 2009. Rani had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rani Jarkas, Ron Tarek Jarkas, Ron Tarek Jarvas

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

GLOBAL CROWN CAPITAL, LLC·CRD# 16761
RIA
San Francisco, CA
May 5, 2003 - September 2, 2009
GLOBAL CROWN CAPITAL, LLC·CRD# 16761
BD
San Francisco, CA
March 8, 2002 - September 2, 2009
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
March 24, 1999 - December 20, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
August 19, 1996 - March 16, 1999
HAMBRECHT & QUIST LLC·CRD# 940
BD
San Francisco, CA
June 10, 1996 - July 24, 1996
TD AMERITRADE, INC.·CRD# 7870
BD
Omaha, NE
November 28, 1995 - May 9, 1996
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
Greenwood Village, CO
October 24, 1995 - November 16, 1995

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Current Firm

GC
GLOBAL CROWN CAPITAL, LLC

GLOBAL CROWN CAPITAL, LLC | TJM SECURITIES, INC.

CRD#: 16761 / SEC#: 8-34480
BD
Terminated by SEC on 11/01/2009

Contact Information

Established

Delaware since 11/15/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CHAYA, ANTOINE KARIMSHAREHOLDER, PRINCIPAL4513060
JARKAS, RANI TAREKSHAREHOLDER, GSP, CCO2642904
BINSHUKUR, ADBULLATIFSHAREHOLDER4583466

Disclosures

Regulatory Event

5

Arbitration

2

Judgment/Lien

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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