Kenneth R. Scaglione
Professional summary
Kenneth R Scaglione Jr, who also goes by Ken Scaglione, Kenneth Robert Scaglione Jr, Kenneth R Scaglione, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1996. Kenneth has worked at 6 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth R Scaglione Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2020 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901July 1, 2002 - October 31, 2003
CAPITAL SECURITIES INVESTMENT CORPORATION
May 2, 2000 - July 1, 2002
OLD SLIP CAPITAL MANAGEMENT, INC.
May 19, 1997 - April 19, 2000
LOCUST STREET SECURITIES, INC.
August 20, 1996 - October 28, 1996
METROPOLITAN LIFE INSURANCE COMPANY
August 20, 1996 - October 28, 1996
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2023)
(9/23/2020)
(11/6/2024)
(8/5/2025)
(10/8/2024)
(11/12/2025)
(5/8/2024)
(4/8/2024)
(12/20/2023)
(8/18/2025)
(9/14/2020)
(11/15/2023)
(1/22/2024)
(8/14/2024)
(6/26/2024)
(10/13/2025)
(1/2/2025)
Exams
Series 6TO
Date: 8/31/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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