Anthony J. Anzellotti
Professional summary
Anthony John Anzellotti, who also goes by Anthony J Anzellotti, Anthony Anzellotti, is a registered financial professional currently at EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1995. Anthony has worked at 17 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony John Anzellotti's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111May 31, 2019 - December 20, 2019
PRUDENTIAL SELECT STRATEGIES LLC
March 15, 2018 - April 4, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
May 22, 2017 - March 2, 2018
EQUITABLE ADVISORS, LLC
May 22, 2017 - March 2, 2018
EQUITABLE ADVISORS, LLC
October 7, 2016 - February 16, 2017
EDWARD JONES
June 2, 2016 - February 16, 2017
EDWARD JONES
August 6, 2014 - May 25, 2016
PRUCO SECURITIES, LLC.
April 15, 2011 - June 19, 2014
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
May 17, 2007 - January 14, 2011
MSI FINANCIAL SERVICES, INC.
June 29, 2006 - May 14, 2009
METLIFE INVESTORS DISTRIBUTION COMPANY
June 22, 2006 - June 27, 2006
METLIFE INVESTORS DISTRIBUTION COMPANY
June 22, 2006 - June 18, 2007
TOWER SQUARE SECURITIES, INC.
December 21, 2005 - March 30, 2006
TOUCHSTONE ADVISORS INC
October 13, 2004 - January 12, 2006
TOUCHSTONE SECURITIES, INC.
November 4, 2003 - May 14, 2004
HIMCO DISTRIBUTION SERVICES COMPANY
January 29, 2003 - July 24, 2003
CITISTREET EQUITIES LLC
October 21, 1999 - October 24, 2002
TOWER SQUARE SECURITIES, INC.
December 22, 1997 - August 17, 1999
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
November 6, 1995 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 6, 1995 - October 30, 1997
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER FINANCIAL SERVICES, INC.
CRD#: 13109 / SEC#: , 8-33854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | SHAREHOLDER | |
| BARRES, STEPHANIE | COMPLIANCE OFFICER | 2203746 |
| BRETON, HUGO | BOARD DIRECTOR | 8128232 |
| CHRISTOLINI, JOHN | CHIEF COMPLIANCE OFFICER | 4141296 |
| COCHRAN, SHANNON MARIE | COMPLIANCE OFFICER | 4948393 |
| CORDISCO, MEREDITH | VP, COMPLIANCE | 8189199 |
| CRAIG, CASEY R | SENIOR VICE PRESIDENT | 4680712 |
| ETTINGER, ROBERT DANIEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, VP, TREASURER | 5593259 |
| HUDSON, BROCKETT RICE | ASSISTANT SECRETARY | 6520983 |
| KAVAN, ADAM | ASSISTANT GENERAL COUNSEL | 7155499 |
| LINTON, RICHARD HENRY JR | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2107513 |
| MCLEOD, DAVID GEORGE | BOARD DIRECTOR | 3041563 |
| MORRISON, DANIEL ARTHUR | SENIOR VICE PRESIDENT | 4078410 |
| PATEL, PALAK | SECRETARY | 7665103 |
| SECOR, STEPHANIE ANNE | VP, COMPLIANCE | 1454139 |
| SMOLEN, JOSEPH MICHAEL | SENIOR VICE PRESIDENT | 4100909 |
| STILLMAN, STEVEN JAMES | BOARD DIRECTOR | 4870117 |
| WADDELL, CAROL ELAINE | CHAIR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4867556 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
