Michael R. Modeski

OTC LINK LLC

New York, NY 10282

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CRD#: 2642602

Professional summary

Michael Richard Modeski, who also goes by Michael R Modeski, is a registered financial professional currently at OTC LINK LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 9 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael R Modeski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Richard Modeski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2012 - Present

OTC LINK LLC

Office #1: 300 Vesey Street (1 North End Ave) 12th Floor, New York, NY, 10282Office #2: 300 Vesey Street, (1 North End Ave) 12th Floor, New York, NY, 10282

CRD#: 153944

New York, NY

Past

August 24, 2009 - August 24, 2009

CITIGROUP DERIVATIVES MARKETS INC.

CRD#: 133084

MINNETONKA, MN

Past

August 24, 2009 - May 5, 2011

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 12, 2009 - August 24, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 12, 2009 - April 6, 2011

CITI ORDER ROUTING AND EXECUTION, LLC

CRD#: 103768

MT. PLEASANT, SC

Past

May 21, 2008 - May 5, 2011

LAVAFLOW, INC.

CRD#: 120444

NEW YORK, NY

Past

May 8, 2007 - July 29, 2008

LAVA TRADING, INC.

CRD#: 133804

NEW YORK, NY

Past

September 9, 2005 - January 5, 2006

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

May 15, 1997 - September 9, 2005

PERSHING ADVISOR SOLUTIONS LLC

CRD#: 36671

JERSEY CITY, NJ

Past

October 12, 1995 - April 24, 1997

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

August 14, 1995 - October 20, 1995

MAIDSTONE FINANCIAL, INC.

CRD#: 31804

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/12/2012)

Exams

State Security Law Exam

Series 63

Date: 8/16/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/3/1998

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/11/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 10/25/2024

Compliance Officer Examination

Principal/Supervisory Exam

Series 10

Date: 6/7/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/7/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 9/15/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OTC LINK LLC

OTC LINK LLC | PINK LINK ATS LLC

CRD#: 153944 / SEC#: , 8-68596

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

300 Vesey Street (1 North End Ave) 12th Floor, New York, NY, 10282

Mailing Address

300 Vesey Street (1 North End Ave) 12th Floor, New York, NY, 10282

Phone number

(212) 896-4483

Established

Delaware since 04/15/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
OTC MARKETS GROUP INC.	OWNER, MEMBER
JIN, YONGXIANG	FINOP	6096866
MELLON, JOHN FRANCIS	CCO	4167767
MODESKI, MICHAEL RICHARD	PRESIDENT	2642602

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael R. Modeski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Richard Modeski's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIGROUP DERIVATIVES MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITI ORDER ROUTING AND EXECUTION, LLC

LAVAFLOW, INC.

LAVA TRADING, INC.

PERSHING LLC

PERSHING ADVISOR SOLUTIONS LLC

PERSHING LLC

MAIDSTONE FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/1995

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 6/3/1998

Series 7

Date: 8/11/1995

Series 14

Date: 10/25/2024

Series 10

Date: 6/7/2000

Series 9

Date: 6/7/2000

Series 24

Date: 9/15/1998

FINRA

Current Firm

OTC LINK LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

OTC LINK LLC

TRUST BUT VERIFY

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