Robert A. Mancini

ALLIANCEBERNSTEIN INVESTMENTS

NEW YORK, NY 10001

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CRD#: 2642195

Professional summary

Robert Andrew Mancini is a registered financial professional currently at ALLIANCEBERNSTEIN INVESTMENTS, INC. located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2012 - Present

ALLIANCEBERNSTEIN INVESTMENTS, INC.

Office #1: 66 Hudson Boulevard E, New York, NY 10001

CRD#: 14549

NEW YORK, NY

Past

September 29, 2022 - December 22, 2022

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

Boston, MA

Past

May 15, 2006 - December 31, 2011

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

February 15, 2005 - April 26, 2006

EVERLAKE DISTRIBUTORS, LLC

CRD#: 100460

NORTHBROOK, IL

Past

July 15, 1997 - February 15, 2005

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

March 6, 1997 - July 15, 1997

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

August 7, 1995 - February 8, 1996

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maine
(2/10/2016)

Massachusetts
(12/5/2012)

New Hampshire
(2/10/2016)

Rhode Island
(3/12/2014)

Exams

State Security Law Exam

Series 63

Date: 8/18/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/22/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/4/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALLIANCEBERNSTEIN INVESTMENTS, INC.

ALLIANCE FUND DISTRIBUTORS | ALLIANCEBERNSTEIN INVESTMENTS, INC. | ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. | ALLIANCE FUND DISTRIBUTORS, INC.

CRD#: 14549 / SEC#: , 8-30851

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

501 Commerce Street, Nashville, TN 37203

Mailing Address

501 Commerce Street, Nashville, TN 37203

Phone number

(800) 251-0539

Established

Delaware since 11/15/1983

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD")	PARENT OF REGISTRANT
ARCHARD, NOEL CHRISTIAN	HEAD OF ETF AND PORTFOLIO SOLUTIONS	2563745
GESSNER, MARK ANDREW	CHIEF EXECUTIVE OFFICER	2447287
KRUEGER, GARY MICHAEL	DIRECTOR, CHIEF FINANCIAL OFFICER	2840211
MANLEY, MARK RANDALL	DIRECTOR AND CORPORATE SECRETARY	1294370
WRIGHT, DANIEL EUGENE	CHIEF COMPLIANCE OFFICER	2204732

Disclosures

Regulatory Event

Red Flags

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Robert A. Mancini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Andrew Mancini's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANFORD C. BERNSTEIN & CO., LLC

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

EVERLAKE DISTRIBUTORS, LLC

COREBRIDGE CAPITAL SERVICES, INC.

SUNAMERICA SECURITIES, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/18/1995

SIE

Date: 10/1/2018

Series 7

Date: 6/22/2005

Series 6

Date: 8/4/1995

FINRA

Current Firm

ALLIANCEBERNSTEIN INVESTMENTS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ALLIANCEBERNSTEIN INVESTMENTS, INC.

TRUST BUT VERIFY

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