Jonathan B. Koen

LIONTREE ADVISORS LLC

New York, NY 10151

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CRD#: 2641617

Professional summary

Jonathan Barrett Koen, who also goes by Jon B Koen, Jonathan B Koen, is a registered financial professional currently at LIONTREE ADVISORS LLC located in New York, New York.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2006. Jonathan has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jon B Koen | Jonathan B Koen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Barrett Koen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 2, 2020 - Present

LIONTREE ADVISORS LLC

Office #1: 745 Fifth Avenue 15th Floor, New York, NY 10151

CRD#: 164399

New York, NY

Past

June 28, 2013 - August 7, 2020

PERELLA WEINBERG PARTNERS LP

CRD#: 138618

NEW YORK, NY

Past

September 15, 2009 - April 1, 2013

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

January 18, 2006 - May 4, 2009

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/2/2020)

Colorado
(9/2/2020)

Connecticut
(9/2/2020)

District of Columbia
(9/2/2020)

Florida
(9/2/2020)

Illinois
(9/2/2020)

Kansas
(9/2/2020)

Maryland
(9/2/2020)

Massachusetts
(9/2/2020)

Nevada
(9/2/2020)

New Jersey
(9/2/2020)

New York
(9/2/2020)

Ohio
(9/2/2020)

Pennsylvania
(9/2/2020)

Rhode Island
(9/2/2020)

Texas
(9/2/2020)

Virginia
(9/2/2020)

Washington
(9/2/2020)

Exams

State Security Law Exam

Series 63

Date: 5/22/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/17/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/18/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LIONTREE ADVISORS LLC

AB ADVISORS GROUP LLC | LIONTREE ADVISORS LLC

CRD#: 164399 / SEC#: , 8-69097

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

745 Fifth Avenue 15th Floor, New York, NY 10151

Mailing Address

745 Fifth Avenue 15th Floor, New York, NY 10151

Phone number

(212) 644-4200

Established

Delaware since 05/11/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (22 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LIONTREE ADVISORY HOLDINGS LLC	MEMBER
BOURKOFF, ARYEH BENJAMIN	CHIEF EXECUTIVE OFFICER	2684739
DOHERTY, JAMES HUGH	PRINCIPAL OPERATIONS OFFICER	4197747
JOHNSON, KRISTIN HAZEN MS.	CHIEF COMPLIANCE OFFICER	5625115
PARISE, JANICE DRU	CFO/FINOP	2338583
STENZLER, EHREN BRYANT	MANAGING PARTNER	2939347

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan B. Koen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Barrett Koen's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERELLA WEINBERG PARTNERS LP

UBS SECURITIES LLC

BANC OF AMERICA SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/22/2006

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/17/2006

Series 24

Date: 5/18/2018

FINRA

Current Firm

LIONTREE ADVISORS LLC

Contact information

FINRA licenses (22 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

LIONTREE ADVISORS LLC

TRUST BUT VERIFY

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