Joseph P. Muni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Paul Muni JR was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1995. Joseph had worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2004 - May 15, 2015
QUEST CAPITAL STRATEGIES, INC.
February 20, 2003 - August 5, 2003
SUNSET FINANCIAL SERVICES, INC.
March 16, 2001 - October 18, 2002
FLORIDA DISCOUNT SECURITIES, INC.
June 28, 2000 - March 19, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 18, 1998 - June 28, 2000
OSAIC FS, INC.
June 4, 1996 - January 20, 1998
LEGACY FINANCIAL SERVICES, INC.
August 11, 1995 - September 26, 1996
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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