Brock E. Moseley

COMPOSITION WEALTH

Los Angeles, CA 90064

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CRD#: 2641520

Professional summary

Brock Evan Moseley is a registered financial advisor currently at COMPOSITION WEALTH, LLC located in Los Angeles, California.

Brock is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Brock has worked at 5 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

01/2017 - LIFE-ONLY INSURANCE SALES; 3 HOURS PER MONTH; LOS ANGELES, CALIFORNIA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brock Evan Moseley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2012 - Present

COMPOSITION WEALTH, LLC

Office #1: 11300 West Olympic Blvd Suite 800, Los Angeles, CA 90064

RIA

CRD#: 143483

Los Angeles, CA

Past

May 11, 2007 - December 31, 2011

COMPOSITION WEALTH, LLC

RIA

CRD#: 143483

BEVERLY HILLS, CA

Past

March 3, 2004 - May 7, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

LOS ANGELES, CA

Past

March 2, 2004 - May 7, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

LOS ANGELES, CA

Past

September 4, 2001 - March 1, 2004

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

BOSTON, MA

Past

April 9, 2001 - September 4, 2001

BEL AIR SECURITIES LLC

CRD#: 41477

BOSTON, MA

Past

November 6, 1999 - April 6, 2001

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

August 3, 1995 - August 23, 1999

BROCKETT TAMNY & CO. INCORPORATED

CRD#: 30778

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPOSITION WEALTH, LLC

COMPOSITION WEALTH, LLC | MIRACLE MILE ADVISORS, LLC | MIRACLE MILE ADVISORS, INC.

CRD#: 143483 / SEC#: 801-74711

RIA

Registered Investment Advisory firm - (3/22/2012 Approved)

California

Registered Investment Advisory firm - (4/11/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/9/2012)

IAR

Montana
(9/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/9/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/14/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 10/11/1999

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/2/1995

General Securities Representative Examination

Current Firm

COMPOSITION WEALTH, LLC

COMPOSITION WEALTH, LLC | MIRACLE MILE ADVISORS, LLC | MIRACLE MILE ADVISORS, INC.

CRD#: 143483 / SEC#: 801-74711

RIA

Registered Investment Advisory firm - (3/22/2012 Approved)

California

Registered Investment Advisory firm - (4/11/2012 Terminated)

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Contact information

Main Address

11300 West Olympic Blvd Suite 800, Los Angeles, CA 90064

Mailing Address

Phone number

(310) 246-1243

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (10/27/2025)

FORM ADV PART 2A (10/27/2025)

Regulatory assets under management

Total Number of Accounts	8,671
AUM (Assets Under Management)	$ 6,714,187,844

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brock E. Moseley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brock Evan Moseley's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPOSITION WEALTH, LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BEL AIR SECURITIES LLC

MORGAN STANLEY & CO. LLC

BROCKETT TAMNY & CO. INCORPORATED

Primary Firm SEC Registration

COMPOSITION WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/9/1999

Series 63

Date: 8/14/1995

Series 3

Date: 10/11/1999

Series 7

Date: 8/2/1995

Current Firm

COMPOSITION WEALTH, LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPOSITION WEALTH, LLC

TRUST BUT VERIFY

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