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Scott Thomas Spottiswoode

Scott T. Spottiswoode

STRATEGIC ADVISERS LLC | Financial Consultant
BERWYN, PA
Some features on this profile are disabled
CRD#: 2640953
Scott Thomas Spottiswoode

Professional summary

Scott Thomas Spottiswoode, who also goes by Scott T Spottiswoode, Scott Thomas Spottiswoode, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Berwyn, Pennsylvania and FIDELITY BROKERAGE SERVICES LLC located in Villanova, Pennsylvania.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Scott has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.

Biography

With 27 years of experience in the financial markets, I focus on developing long-lasting relationships built on mutual respect and honesty. I am passionate about helping clients plan for the unknown and to work towards getting them in a position to enjoy the lives they envision for themselves and their families. As a father of five young children, I understand the importance of a solid plan.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Scott T Spottiswoode | Scott Thomas Spottiswoode

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Thomas Spottiswoode's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Babson College

Bachelor of Science (BS) - Finance

1995

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 797 East Lancaster Ave Suite 100, Villanova, PA 19085-1532
RIA
CRD#: 104555
BERWYN, PA
Current

April 30, 2020 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 797 East Lancaster Ave Suite 100, Villanova, PA 19085
BD
CRD#: 7784
Villanova, PA
Past

May 18, 2020 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
KING OF PRUSSIA, PA
Past

September 8, 2010 - April 20, 2020

BOENNING & SCATTERGOOD, INC.

BD
CRD#: 100
WEST CONSHOHOCKEN, PA
Past

August 24, 2009 - July 8, 2010

JESUP & LAMONT SECURITIES CORP

BD
CRD#: 39056
BOSTON, MA
Past

January 11, 2005 - August 3, 2009

PIPER SANDLER & CO.

BD
CRD#: 665
BOSTON, MA
Past

March 19, 2003 - October 11, 2004

SAL EQUITY TRADING, GP

BD
CRD#: 29337
BALA CYNWYD, PA
Past

April 10, 2002 - September 16, 2004

SUSQUEHANNA FINANCIAL GROUP, LLLP

BD
CRD#: 35865
BALA CYNWYD, PA
Past

October 30, 1998 - April 3, 2002

DEUTSCHE IXE, LLC

BD
CRD#: 7172
NEW YORK, NY
Past

January 9, 1997 - October 12, 1998

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
PHILADELPHIA, PA
Past

August 22, 1995 - January 14, 1997

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/18/2020)
RR
Colorado
(9/29/2023)
RR
Delaware
(5/6/2020)
RR
Florida
(5/6/2020)
RR
Georgia
(3/4/2022)
RR
Illinois
(3/26/2024)
RR
Indiana
(9/9/2022)
RR
Maryland
(5/6/2020)
RR
Massachusetts
(5/3/2024)
RR
Nevada
(3/1/2024)
RR
New Jersey
(5/6/2020)
RR
New York
(5/6/2020)
RR
North Carolina
(1/16/2025)
RR
Ohio
(10/20/2024)
RR
Pennsylvania
(5/6/2020)
IAR
Pennsylvania
(3/31/2025)
RR
South Dakota
(12/8/2022)
RR
Texas
(8/13/2021)
IAR
Texas
(3/31/2025)
RR
Utah
(10/8/2021)
RR
Virginia
(10/1/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/25/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/1/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 6/3/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 8/21/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/30/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Financial ConsultantCRD#: 104555Berwyn, PA

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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