Mark W. Herrmann
Professional summary
Mark William Herrmann, who also goes by Mark Herrmann, is a registered financial professional currently at IRC SECURITIES LLC located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1995. Mark has worked at 7 firms and has passed the Series 63, Series 87, Series 86, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark William Herrmann's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 2021 - Present
IRC SECURITIES LLC
Office #1: 420 Lexington Avenue Suite 300, New York, NY 10170May 14, 2013 - June 3, 2015
OPPENHEIMER & CO. INC.
January 2, 2013 - May 21, 2013
BB&T SECURITIES, LLC
June 11, 2008 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
March 25, 1999 - December 12, 2007
J.P. MORGAN SECURITIES LLC
July 28, 1997 - November 10, 1998
UBS FINANCIAL SERVICES INC.
October 16, 1995 - December 9, 1996
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/3/2021)
Exams
Series 7TO
Date: 5/1/2021
General Securities Representative ExaminationFINRA
Current Firm
IRC SECURITIES LLC
CRD#: 150022 / SEC#: , 8-68208
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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