Brian Todd Mayer
Professional Summary
Brian Todd Mayer is a registered financial advisor currently at RMR WEALTH MANAGEMENT located in New York, New York and DINOSAUR FINANCIAL GROUP, L.L.C located in New York, New York. Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Brian has worked at 9 firms and has passed the Series 65, Series 66, Series 63, Series 79TO, Series 99TO, Series 57TO, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
RMR WEALTH MANAGEMENT
Contact Information
Main Address
14 Penn Plaza Ste 1316, New York, NY 10122Phone Number
(212) 785-4377# of Employees
7SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
440AUM (Assets Under Management)
$195,372,517Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
RMR WEALTH MANAGEMENT
State Registrations and Notice Filings
(1/4/2010)
(1/4/2010)
(6/12/2014)
(1/4/2010)
(2/28/2020)
(1/4/2010)
(1/8/2010)
(1/4/2010)
(11/30/2021)
(4/30/2013)
(6/25/2010)
(1/25/2010)
(1/4/2010)
(1/7/2010)
(9/30/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jun 1999SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Brian Todd Mayer's CRS (Customer Relationship Summary).
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