Brian T. Ogara

SHANNON ADVISORS LLC

Lake Forest, IL 60045-5328

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CRD#: 2640600

Professional summary

Brian Timothy Ogara, who also goes by Timothy O'gara, Brian T Ogara, is a registered financial professional currently at SHANNON ADVISORS LLC located in Lake Forest, Illinois.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1995. Brian has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Timothy O'gara | Brian T Ogara

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Timothy Ogara's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2009 - Present

SHANNON ADVISORS LLC

Office #1: 272 E. Deerpath Road Suite 254, Lake Forest, IL 60045-5328Office #2: 272 E. Deerpath Road Suite 254, Lake Forest, IL 60045-5328

CRD#: 150305

Lake Forest, IL

Past

March 27, 2009 - October 28, 2009

ATLAS STRATEGIC ADVISORS, LLC

CRD#: 138970

NEW YORK, NY

Past

February 20, 2003 - January 29, 2009

LAZARD FRERES & CO. LLC

CRD#: 2528

CHICAGO, IL

Past

July 21, 1995 - July 31, 1998

MERRILL LYNCH GOVERNMENT SECURITIES INC.

CRD#: 19693

NEW YORK, NY

Past

July 21, 1995 - February 14, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/20/2014)

Florida
(3/30/2012)

Georgia
(1/26/2012)

Illinois
(10/13/2009)

New Jersey
(11/4/2010)

New York
(1/12/2010)

Ohio
(8/6/2010)

Texas
(6/28/2010)

Exams

State Security Law Exam

Series 63

Date: 11/23/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/27/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 28

Date: 7/24/2009

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/19/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SHANNON ADVISORS LLC

CRD#: 150305 / SEC#: , 8-68243

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

272 E. Deerpath Road Suite 254, Lake Forest, IL 60045-5328

Mailing Address

272 E. Deerpath Road Suite 254, Lake Forest, IL 60045-5328

Phone number

(847) 739-3208

Established

Delaware since 03/11/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SHANNON ADVISORS LP	MEMBER
OGARA, BRIAN TIMOTHY	CHIEF EXECUTIVE OFFICER, EXECUTIVE REP., CHIEF COMPLIANCE OFFICER, PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER	2640600

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian T. Ogara

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Timothy Ogara's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATLAS STRATEGIC ADVISORS, LLC

LAZARD FRERES & CO. LLC

MERRILL LYNCH GOVERNMENT SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 11/23/1996

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/27/1996

Series 14

Date: 1/2/2023

Series 28

Date: 7/24/2009

Series 24

Date: 10/19/1999

FINRA

Current Firm

SHANNON ADVISORS LLC

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SHANNON ADVISORS LLC

TRUST BUT VERIFY

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