Jason E. Nazelrod

NAZELROD & ASSOCIATES FINANCIAL SERVICES

TOWSON, MD 21286

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CRD#: 2640347

Professional summary

Jason Eugene Nazelrod, CFP® is a registered financial advisor currently at NAZELROD & ASSOCIATES FINANCIAL SERVICES, INC. located in Towson, Maryland and LASALLE ST SECURITIES, L.L.C. located in Towson, Maryland.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jason has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAZELROD & ASSOCIATES FINANCIAL SERVICES, INC.- REGISTERED INVESTMENT ADVISORY. RIA; FIXED INSURANCE; NAZELROD & ASSOCIATES TAX & CONSULTING - ACCOUNTING AND TAX SERVICES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Eugene Nazelrod's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 16, 2000 - Present

NAZELROD & ASSOCIATES FINANCIAL SERVICES, INC.

Office #1: 600 Fairmount Ave. Suite 300, Towson, MD 21286

RIA

CRD#: 121302

TOWSON, MD

Current

January 20, 1998 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 600 Fairmount Avenue Suite 300, Towson, MD 21286

CRD#: 7191

Towson, MD

Past

February 19, 1997 - December 31, 1997

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/25/2004)

Delaware
(1/12/2017)

District of Columbia
(1/12/2017)

Florida
(8/31/2010)

Hawaii
(7/23/2024)

Maryland
(1/20/1998)

IAR

Maryland
(2/16/2000)

Nevada
(1/12/2017)

New York
(9/21/2021)

North Carolina
(1/12/2017)

Pennsylvania
(12/9/2010)

South Carolina
(1/12/2017)

Virginia
(6/29/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/13/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/8/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NAZELROD & ASSOCIATES FINANCIAL SERVICES, INC.

CRD#: 121302 / SEC#: 801-71460

RIA

Registered Investment Advisory firm - (3/21/2011 Terminated)

Maryland

Registered Investment Advisory firm - (3/20/1998 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

600 Fairmount Avenue Suite 300, Towson, MD 21286

Mailing Address

Phone number

(410) 583-7662

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	53
AUM (Assets Under Management)	$ 79,883,743

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason E. Nazelrod

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Eugene Nazelrod's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAZELROD & ASSOCIATES FINANCIAL SERVICES, INC.

LASALLE ST SECURITIES, L.L.C.

1ST GLOBAL CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/21/1997

SIE

Date: 10/1/2018

Series 7

Date: 2/13/1997

Series 24

Date: 2/8/2017

FINRA

Current Firm

NAZELROD & ASSOCIATES FINANCIAL SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NAZELROD & ASSOCIATES FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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