Thomas M. Wonica
Professional summary
Thomas M Wonica, who also goes by Thomas Matthew Wonica, is a registered financial professional currently at IEX DAP LLC located in New York, New York and IEX SERVICES LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2012. Thomas has worked at 3 firms and has passed the Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas M Wonica's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2024 - Present
IEX DAP LLC
Office #1: 3 World Trade Center 175 Greenwich Street 58th Floor, New York, NY, 10007August 30, 2024 - Present
IEX SERVICES LLC
Office #1: 3 World Trade Ctr 175 Greenwich Street 58th Floor, New York, NY, 10007April 2, 2012 - November 20, 2013
MOELIS & COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 8/30/2024
Operations Professional ExaminationFINRA
Current Firm
IEX SERVICES LLC
CRD#: 167872 / SEC#: , 8-69280
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
