Dennis G. Geelan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Grant Geelan, who also goes by Dennis Grant Geelan, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1995. Dennis had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2025 - November 4, 2025
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
November 27, 2012 - August 1, 2018
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
August 10, 2011 - August 10, 2012
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
October 29, 2009 - August 4, 2011
CREDIT SUISSE SECURITIES (USA) LLC
October 29, 2004 - November 8, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 26, 2002 - October 20, 2003
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
June 19, 2001 - October 8, 2001
LORD ABBETT DISTRIBUTOR LLC
July 22, 1996 - June 8, 2001
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
September 20, 1995 - February 8, 1996
QUICK & REILLY, INC.
Primary Firm SEC Registration
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CRD#: 116407 / SEC#: 801-60749
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CRD#: 116407 / SEC#: 801-60749
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 186,400 |
| AUM (Assets Under Management) | $ 94,632,028,506 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 03/05/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
